Compliance Analyst

Jobtailor; Greater London; On-site; GBP 52,000 - 72,000; Full time

Job summary

Jobtailor in the United Kingdom seeks a compliant professional to support the development and operation of the bank's Compliance Monitoring Programme. You will review processes, perform monthly controls testing, and prepare action-focused reports aligned with UK regulatory guidelines.

You will provide regulatory advice to stakeholders, assist with regulatory reporting data collection, horizon scanning, and collaboration with Financial Crime colleagues to strengthen risk management and customer

Qualifications

• Experience with UK regulatory landscape and compliance monitoring.
• Knowledge of regulatory reporting requirements and thematic reviews.
• Familiarity with payments regulations and stakeholder engagement.

Responsibilities

• Support the development and implementation of the Bank’s Compliance Monitoring Programme
• Maintain and review compliance processes and procedures against bank processes, products, and regulatory guidelines
• Undertake monthly controls testing and prepare reports outlining results and suggested actions
• Support thematic reviews across the business
• Assist with collecting data for regulatory reporting
• Perform horizon scanning
• Provide regulatory and compliance advice, guidance, and support to key stakeholders
• Manage and respond to day-to-day compliance enquiries
• Support attendance at executive committees, project working groups, and mission squads
• Collaborate with Financial Crime colleagues on Compliance and Financial Crime Risks
• Assist the Compliance & Financial Crime Team in becoming an agile, data-driven department
• Participate in Conduct Risk and TCF activities
• Contribute to the Bank’s commercial success and promote fair customer treatment and good customer outcomes

Skills

Compliance Monitoring

Regulatory Reporting

Thematic Reviews

Payments Regulations

Stakeholder Engagement

Education

ICA Qualification

Tools

Compliance Monitoring Systems

Job description

• Support the development and implementation of the Bank’s Compliance Monitoring Programme
• Maintain and review compliance processes and procedures against bank processes, products, and regulatory guidelines
• Undertake monthly controls testing and prepare reports outlining results and suggested actions
• Support thematic reviews across the business
• Assist with collecting data for regulatory reporting
• Perform horizon scanning
• Provide regulatory and compliance advice, guidance, and support to key stakeholders
• Manage and respond to day-to-day compliance enquiries
• Support attendance at executive committees, project working groups, and mission squads
• Collaborate with Financial Crime colleagues on Compliance and Financial Crime Risks
• Assist the Compliance & Financial Crime Team in becoming an agile, data-driven department
• Participate in Conduct Risk and TCF activities
• Contribute to the Bank’s commercial success and promote fair customer treatment and good customer outcomes

Requirements

• An understanding and experience of Compliance Monitoring, Thematic Reviews, Regulatory Reporting & the UK’s Regulatory Landscape, ideally gained from a commercial banking background; Retail Banking experience will also be considered
• Competent technical and systems skills to support the development and operation of systems supporting the bank’s second line of defence
• Able to interact with a variety of colleagues and stakeholders across the Bank
• Able to deputise as appropriate for the Senior Compliance Manager
• Industry recognised qualifications from institutions such as the ICA are desirable
• Experience working within Payments Regulations is desirable
• Applicants must currently reside in the UK
• Applicants must already reside in the UK in most cases for sponsorship eligibility

Core Competencies

Demonstrates expertise in Compliance Monitoring, Thematic Reviews, and Regulatory Reporting within the UK’s Regulatory Landscape, with a focus on supporting compliance processes and stakeholder engagement. Capable of providing regulatory advice and contributing to the bank's compliance and financial crime risk management.

Highest-signal resume keywords

• Compliance Monitoring
• Regulatory Reporting
• Thematic Reviews
• Payments Regulations
• Stakeholder Engagement

Hard Skills

• Compliance Processes
• Controls Testing
• Data Collection
• Horizon Scanning
• Regulatory Advice

Soft Skills

• Collaboration
• Communication
• Interpersonal Skills

Certifications & Qualifications

• ICA Qualification

Industry Keywords

• UK Regulatory Landscape
• Retail Banking
• Financial Crime Risks
• Conduct Risk
• Customer Outcomes

Tools & Technologies

• Compliance Monitoring Systems