Compliance Advisory Manager, Asset Management

TN United Kingdom; London; Hybrid; GBP 60,000 - 100,000; Full time

Job summary

An established industry player in wealth and asset management is seeking a Compliance Advisory Manager to join their dynamic team in London. This role offers a unique opportunity to lead regulatory compliance efforts, ensuring the firm adapts to changing regulations while maintaining high governance standards. The successful candidate will engage with various stakeholders, including regulators and auditors, and play a pivotal role in shaping the firm’s compliance strategy. With a hybrid working model in place, this position promises a balanced work environment while contributing to the firm's commitment to excellence in asset management.

Qualifications

• Strong understanding of asset management and regulatory compliance.
• Experience in advising on financial promotions and governance.

Responsibilities

• Lead role in responding to regulatory changes and horizon scanning.
• Provide advice on financial promotions and oversee implementation.

Skills

Regulatory Compliance

Asset Management Knowledge

Governance Understanding

ESG Regulations Knowledge

Job description

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Compliance Advisory Manager, Asset Management, London

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Client:

Location:

London, United Kingdom

Job Category:

Other

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EU work permit required:

Yes

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Job Reference:

5cb52c445f0b

Job Views:

3

Posted:

02.05.2025

Expiry Date:

16.06.2025

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Job Description:

A distinctively cultured wealth & asset management firm with hybrid working in place seeks a Compliance Advisory Manager. The successful candidate will play a lead role in responding to regulatory changes, undertaking horizon scanning, agreeing actions with the business, and overseeing their implementation. Furthermore, the job holder will provide advice on financial promotions, approve their content, and provide information to third parties such as the regulator, external auditors, and service providers. Candidates are sought with a strong understanding of asset management, with working knowledge of governance and ESG-related regulations being advantageous. #4677601 - Simeon Hall