Compliance Advisory Manager

Edenbrook; Greater London; On-site; GBP 70,000 - 90,000; Full time

Job summary

Edenbrook in London seeks a Compliance Manager (Advisory) to provide timely regulatory advice to business stakeholders and governance bodies. You will apply knowledge of Lloyd’s, FCA and PRA requirements to support the firm’s compliance framework.

Reporting to the Head of Compliance, the role covers horizon scanning, training, regulatory returns, and assisting with the annual Compliance Plan and inspections, ensuring robust oversight of the compliance function.

Qualifications

• Strong working knowledge of regulatory requirements (Lloyd’s, FCA, PRA).
• Proven experience in the Lloyd’s / London Insurance Market.
• Thorough understanding of the Compliance Advisory role.

Responsibilities

• Provide regulatory advice across scope per jurisdiction and policy.
• Horizon scanning.
• Compliance training (mandatory and ad hoc).
• Respond to referrals, questions and information requests from stakeholders with timely, detailed and accurate responses.
• Business timetable management (regulatory reporting).
• Preparation of regulatory returns as assigned to Compliance.
• Workflow management (Advisory) and preparation of status reports.
• Assist with preparatory work for regulatory inspections and information requests.
• Assist with drafting the annual Compliance Plan and departmental procedures.
• Assist Head of Compliance with the implementation of the Compliance Plan and management of the function.

Skills

Regulatory knowledge

Lloyd's experience

London Insurance Market

Job description

Compliance Manager (Advisory) opportunity working with a top performing global specialty insurer. Based in London and reporting to the Head of Compliance, you will be providing timely, top-quality compliance advice to a range of business stakeholders and to the firms’ governing bodies.

Key Responsibilities:

• Provision of regulatory advice across a range of subject areas, based on relevant jurisdictional regulatory requirements and group policy;
• Horizon Scanning;
• Compliance training (mandatory and ad hoc / bespoke);
• Responding to referrals, questions and information requests from business stakeholders (ensuring timely, detailed and accurate responses);
• Business Timetable management (regulatory reporting);
• Preparation of Regulatory returns (as assigned to Compliance);
• Workflow management (Advisory) and preparation of status reports;
• Assist with the preparatory work in the event of regulatory inspections and information requests;
• Assist with the drafting of annual Compliance Plan and departmental procedures;
• Assist the Head of Compliance with the implementation of the Compliance Plan and the management of the Compliance function.

What you require for the role:

• A strong working knowledge of relevant regulatory requirements (preferably Lloyd’s, FCA, PRA);
• Proven experience in the Lloyd’s / London Insurance Market;
• A thorough understanding of the Compliance Advisory role (purpose and practice).