Compliance Analyst

Eames Consulting; Greater London; On-site; GBP 35,000 - 55,000; Full time

Job summary

Eames Consulting is supporting a leading specialist insurance business to appoint a Compliance Analyst and bolster its growing compliance function. The role focuses on horizon scanning, regulatory impact assessment, monitoring, sanctions screening and contributing to Consumer Duty and Product Governance.

You will also prepare monthly Compliance MI for management and help investigate breaches, complaints and Errors & Omissions, while supporting ongoing development of the compliance framework.

Qualifications

• Experience in compliance monitoring or regulatory compliance role in insurance/financial services.
• Familiarity with FCA requirements, Consumer Duty and Product Governance.
• Knowledge of Lloyd's and non-Lloyd's insurance markets.
• Strong analytical, organisational and communication skills.

Responsibilities

• Conduct regulatory horizon scanning and assess impact of policy developments.
• Undertake compliance monitoring and sanctions screening.
• Support Consumer Duty and Product Governance controls and reviews.
• Prepare monthly Compliance MI and reports for management.
• Manage and investigate breaches, complaints and Errors & Omissions, including root cause analysis.
• Support the development and maintenance of the wider compliance framework.

Skills

Regulatory monitoring

Analytical skills

Communication skills

Organisational skills

Multi-priority management

Job description

We are working with a leading specialist insurance business, part of a larger international insurance group, who are looking to appoint a Compliance Analyst to support their growing compliance function.

Responsibilities:

• Conduct regulatory horizon scanning and assess the impact of regulatory and policy developments.
• Undertake compliance monitoring and sanctions screening.
• Support Consumer Duty and Product Governance controls and reviews.
• Prepare monthly Compliance MI and reports for management.
• Manage and investigate breaches, complaints and Errors & Omissions, including root cause analysis.
• Support the development and maintenance of the wider compliance framework.

About You

• Experience in compliance monitoring or a regulatory compliance role, ideally within insurance or financial services.
• Good understanding of regulatory risks affecting insurance brokers.
• Knowledge of the Lloyd's and non-Lloyd's commercial insurance markets.
• Familiarity with FCA requirements, Consumer Duty and Product Governance.
• Strong analytical, organisational and communication skills.
• Detail-oriented, proactive and able to manage multiple priorities effectively.