Compliance Advisory AVP

Morgan McKinley; Greater London; Sur place; GBP 120 000 - 180 000; Plein temps

Résumé du poste

Morgan McKinley represents a Global Brokerage seeking a senior Compliance Advisory AVP to join their London-based compliance team. The role focuses on providing advisory services to the business and ensuring regulatory alignment.

You will review and respond to requests from exchanges and regulators, oversee FATCA/CRS audits, and monitor MiFIR reporting while staying ahead of evolving financial regulations.

Qualifications

• Experience in Compliance Advisory is preferred.

Responsabilités

• Provide Compliance Advisory services to the business.
• Review/audit/investigation requests from Exchanges and Regulators
• FATCA and CRS Audit and Advisory; ad hoc tax projects
• Research in relation to keeping up to date on financial regulatory developments
• Monitoring and problem solving with regards to MiFIR transaction reporting

Description du poste

Our client, a Global Brokerage, are looking for a Compliance Advisory AVP to join their Compliance team based in London.

Responsibilities below:

• Provide Compliance Advisory services to the business.


• Review/audit/investigation requests from Exchanges and Regulators


• FATCA and CRS Audit and Advisory; ad hoc tax projects


• Research in relation to keeping up to date on financial regulatory developments


• Monitoring and problem solving with regards to MiFIR transaction reporting

Previous experience within Compliance Advisory is preferred.