Senior Compliance Advisory AVP — Regulatory Strategy & Advisory

Morgan McKinley; Greater London; On-site; GBP 120,000 - 180,000; Full time

Job summary

Morgan McKinley represents a Global Brokerage seeking a senior Compliance Advisory AVP to join their London-based compliance team. The role focuses on providing advisory services to the business and ensuring regulatory alignment.

You will review and respond to requests from exchanges and regulators, oversee FATCA/CRS audits, and monitor MiFIR reporting while staying ahead of evolving financial regulations.

Qualifications

• Experience in Compliance Advisory is preferred.

Responsibilities

• Provide Compliance Advisory services to the business.
• Review/audit/investigation requests from Exchanges and Regulators
• FATCA and CRS Audit and Advisory; ad hoc tax projects
• Research in relation to keeping up to date on financial regulatory developments
• Monitoring and problem solving with regards to MiFIR transaction reporting

Job description

Morgan McKinley represents a Global Brokerage seeking a senior Compliance Advisory AVP to join their London-based compliance team. The role focuses on providing advisory services to the business and ensuring regulatory alignment.

You will review and respond to requests from exchanges and regulators, oversee FATCA/CRS audits, and monitor MiFIR reporting while staying ahead of evolving financial regulations.