Compliance Admin Assistant

JR United Kingdom; Warrington; On-site; GBP 24,000 - 32,000; Full time

Job summary

A leading company in the insurance sector is seeking a Compliance Admin Assistant to support their compliance team in Warrington. This role involves monitoring regulatory changes, assisting with complaints handling, and ensuring adherence to compliance policies. The ideal candidate will be a strong team player with excellent communication and organisational skills.

Qualifications

• Strong team player with good collaboration skills.
• Excellent organisational and prioritisation skills.
• Willingness to learn and adapt quickly.
• Excellent written and verbal communication skills.

Responsibilities

• Monitor regulatory changes and review compliance policies.
• Assist with the administration of complaints handling process.
• Prepare monthly compliance reports for management.

Skills

Collaboration

Organisational skills

Adaptability

Written communication

Verbal communication

Job description

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Compliance Admin Assistant, Warrington, Cheshire

Client: Direct Commercial Limited

Location: Warrington, Cheshire

Job Category: Other

EU work permit required: Yes

Job Views:

3

Posted:

04.06.2025

Expiry Date:

19.07.2025

Job Description:

Direct Commercial are an award-winning commercial motor insurer entering an exciting period of growth. We are looking for a Compliance Admin Assistant based in or around Warrington to join our existing Compliance team. We are fully office-based at our Warrington office.

Business management responsibilities:

• Adhere to Company Policies and Procedures at all times
• Undertake all activities in a professional and ethical manner
• Attend and actively participate in internal meetings (as required)

Individual Conduct Rules:

1. To act with integrity.
2. To act with due care, skill and diligence.

Role Overview & Responsibilities:

• Monitor upcoming regulatory changes and review DCL’s policies and procedures annually;
• Develop understanding of FCA regulation and its application to UK insurance firms;
• Assist with administration of DCL’s Complaints Handling process;
• Develop understanding of FCA’s Complaint Handling rules (DISP rules);
• Understand the Senior Managers and Certification Regime (SMCR);
• Oversee changes to stationery/e-mail footers in line with legislation and FCA regulations;
• Oversee COI policy and log all COI and gifts according to procedures and the Bribery Act 2010;
• Maintain the SMCR framework;
• Coordinate mandatory compliance training and maintain Broker Assess records;
• Prepare monthly compliance reports for management and partners;
• Perform ad-hoc compliance tasks as needed.

Skills:

• Strong team player with good collaboration skills
• Excellent organisational and prioritisation skills
• Willingness to learn and adapt quickly
• Excellent written and verbal communication skills
• Experience in insurance or Financial Services sector is desirable but not essential