AVP, Control Room Compliance & Conflicts Management

Ares Management; Greater London; On-site; GBP 100,000 - 160,000; Full time

Job summary

Ares Management is seeking an Associate Vice President for its Control Room Compliance team in London to lead information conflicts management, monitoring list administration, and trade clearance. You will manage daily processes, support projects, and collaborate with colleagues across the enterprise to ensure regulatory obligations are met.

The role requires 10+ years in global investment advisory or banking, with strong Bloomberg and Excel skills, and a proven ability to work in a fast-paced

Qualifications

• 10+ years of experience at a global investment adviser or investment bank in Control Room or conflicts management
• Experience with credit-based strategies including private equity, private debt and capital markets activities
• Familiarity with SEC regulatory review and interpretation of regulations

Responsibilities

• Assist with daily review of conflicts checks for incoming deals and information management activities
• Clear execution of new deal NDAs by liaising with legal teams internally and with outside counterparties
• Execute wall crossing and market sounding process for new deals
• Maintain the firm’s restricted list and other conflicts monitoring lists
• Update and maintain Compliance policies and procedures as needed
• Demonstrate understanding of issuer/borrower hierarchy and research via Bloomberg
• Partner with Trading Compliance to ensure proper operation of the compliance trading program
• Oversee and analyze reporting and analytics generated by offshore team
• Assess conflicts of interest and participate in materiality analyses regarding MNPI, borrower restricted, syndicate confidential information
• Perform internal process reviews and quality checks
• Support and initiate special projects and ad hoc tasks
• Escalate issues to appropriate management levels
• Participate in ongoing technological enhancements for the Control Room and Compliance
• Assist with the global testing program

Skills

Financial instruments

Advanced Excel

Project management

Time management

Analytical thinking

Communication skills

Interpersonal skills

Conflict management

Attention to detail

Education

Bachelor’s Degree Required

Tools

Bloomberg

Job description

Ares Management is seeking an Associate Vice President for its Control Room Compliance team in London to lead information conflicts management, monitoring list administration, and trade clearance. You will manage daily processes, support projects, and collaborate with colleagues across the enterprise to ensure regulatory obligations are met.

The role requires 10+ years in global investment advisory or banking, with strong Bloomberg and Excel skills, and a proven ability to work in a fast-paced