AML Compliance Analyst — Due Diligence & Risk Advisor

AJ FOX COMPLIANCE; Glasgow; On-site; GBP 35,000 - 55,000; Full time

Job summary

AJ FOX COMPLIANCE in Glasgow is seeking an AML Analyst to support ongoing compliance with Anti-Money Laundering Regulations. You will review client due diligence, monitor client account funds and advise colleagues on effective compliance procedures.

The role suits a analytical professional with experience in a commercial, legal, banking or financial environment. Strong communication and accuracy under tight deadlines are essential.

Qualifications

• Experience in compliance, risk management or AML operations desirable.

Responsibilities

• Reviewing client due diligence forms and supporting documentation to ensure compliance with AML Regulations and internal policies.
• Challenging incomplete or inadequate information and liaising with fee earners and personal assistants to obtain satisfactory responses.
• Processing and responding promptly to due diligence forms, correspondence and emails received by the AML team.
• Reporting clients without appropriate due diligence and supporting colleagues in obtaining the required information.
• Providing practical guidance to fee earners and personal assistants on client due diligence requirements.
• Undertaking identity verification, sanctions, politically exposed persons and adverse media checks using electronic search products.
• Monitoring funds received into the firm’s client account and assessing whether they originate from an acceptable source.
• Escalating unusual activity to the Money Laundering Reporting Officer and resolving queries with relevant colleagues.
• Preparing and reviewing client and matter risk assessments.
• Assisting with the design and implementation of AML policies, controls and procedures.
• Managing relevant client and matter information on the firm’s practice management system.

Job description

AJ FOX COMPLIANCE in Glasgow is seeking an AML Analyst to support ongoing compliance with Anti-Money Laundering Regulations. You will review client due diligence, monitor client account funds and advise colleagues on effective compliance procedures.

The role suits a analytical professional with experience in a commercial, legal, banking or financial environment. Strong communication and accuracy under tight deadlines are essential.