Advice Quality & Capability Lead

Clayton Davies; United Kingdom; On-site; GBP 50,000 - 70,000; Full time

Job summary

Clayton Davies is seeking an Advice Quality Manager in the United Kingdom to enhance the quality of advice, capability, and risk management across advisers. The role includes reviewing advice quality, providing feedback, and supporting adviser development through coaching and training. Candidates should have experience in FCA-regulated environments and hold a Diploma Level 4 in Regulated Financial Planning. This position is crucial for maintaining high standards of advice and supporting advisers in their professional growth.

Qualifications

• Experience in adviser supervision within an FCA-regulated environment.
• Strong understanding of the regulated advice process and FCA requirements.
• Confidence in reviewing advice and delivering meaningful feedback.

Responsibilities

• Review advice quality and provide constructive feedback for advisers.
• Identify development needs and translate insights into coaching activity.
• Monitor adviser risk profiles and contribute to oversight approaches.

Skills

Experience working in adviser supervision

Understanding of FCA requirements

Ability to coach and influence advisers

Reviewing advice and assessing suitability

Education

Diploma Level 4 in Regulated Financial Planning

Job description

Clayton Davies is seeking an Advice Quality Manager in the United Kingdom to enhance the quality of advice, capability, and risk management across advisers. The role includes reviewing advice quality, providing feedback, and supporting adviser development through coaching and training. Candidates should have experience in FCA-regulated environments and hold a Diploma Level 4 in Regulated Financial Planning. This position is crucial for maintaining high standards of advice and supporting advisers in their professional growth.