Senior Market Surveillance Manager – Paris (Hybrid)

HSBC Holdings plc; Courbevoie; Híbrido; EUR 90.000 - 140.000; Jornada completa

Ventajas ofrecidas por este puesto de trabajo

Healthcare benefits

Life assurance

Pension

Family friendly leaves

Descripción de la vacante

HSBC Holdings plc in France is seeking an experienced Surveillance Senior Manager to lead the operation and enhancement of controls to detect market abuse and misconduct risks. The role is based in Paris, with a hybrid work model (3 days in office, 2 days remote).

You will identify and investigate misconduct, escalate alerts, and support regulatory engagements while shaping new surveillance controls and collaborating with regulatory SMEs to meet evolving requirements.

Formación

• Subject matter expertise in markets products (including derivatives).
• Experience in a Surveillance or Compliance role in Markets, Securities Services, CIB is preferable, but not essential.
• A working understanding of MAR, MIFID and other relevant global regulations.

Responsabilidades

• Identify and investigate potential new forms of staff or counterparty misconduct.
• Ensure that all alerts are satisfactorily escalated and resolved.
• Undertake timely and accurate resolution of requests by Regulators, senior management and the businesses/asset classes into certain practices, businesses, individuals and events. Escalate, as appropriate, any material findings or incidents of misconduct highlighted by these investigations.
• Support the development of new trade surveillance controls to identify misconduct and market abuse, including in the testing of next generation trade and communications systems.
• Partner with regulatory change and other regulatory SMEs to understand new and revised regulatory requirements, codes of practice and others, ensuring surveillance is correctly positioned to satisfy regulatory requirements and changes and that any impact is disseminated to the appropriate Businesses
• Support management in the resolution of audit and control findings

Conocimientos

Market products

Surveillance experience

Regulatory knowledge

MAR/MIFID knowledge

Descripción del empleo

HSBC Holdings plc in France is seeking an experienced Surveillance Senior Manager to lead the operation and enhancement of controls to detect market abuse and misconduct risks. The role is based in Paris, with a hybrid work model (3 days in office, 2 days remote).

You will identify and investigate misconduct, escalate alerts, and support regulatory engagements while shaping new surveillance controls and collaborating with regulatory SMEs to meet evolving requirements.