Senior Compliance Executive

Apex group; Nouméa; Sur place; EUR 45 000 - 70 000; Plein temps

Résumé du poste

A leading company in financial services seeks a Senior Compliance Executive in Nouméa. This role requires assisting with transaction monitoring, KYC reviews, and regulatory inspections, demanding extensive experience and relevant qualifications. The position offers a unique opportunity to drive essential compliance initiatives and contribute to the organization's growth.

Qualifications

• Hold relevant degree/professional qualification in finance/legal.
• 6-8 years experience in relevant compliance roles.
• Qualification to act as MLRO/DMLRO/CO within 9 months.

Responsabilités

• Assist MLRO/DMLRO/CO on regulated client entities.
• Conduct KYC reviews and prepare business risk assessments.
• Assist in preparation of statistics and KPI reports.

Connaissances

Good communication and interpersonal skills

Ability to respond to pressure and tight deadlines

High degree of initiative with a 'can do' attitude

Formation

Degree in finance and/or legal or relevant qualification

Outils

Ms Office (Word, Excel, PowerPoint, Outlook)

Description du poste

Senior Compliance Executive page is loaded

Senior Compliance Executive

Apply locations Trianon time type Full time posted on Posted 4 Days Ago job requisition id JR-0012457

The Apex Group was established in Bermuda in 2003 and is now one of the world’s largest fund administration and middle office solutions providers.

Our business is unique in its ability to reach globally, service locally and provide cross-jurisdictional services. With our clients at the heart of everything we do, our hard-working team has successfully delivered on an unprecedented growth and transformation journey, and we are now represented by over circa 13,000 employees across 112 offices worldwide.Your career with us should reflect your energy and passion.

That’s why, at Apex Group, we will do more than simply ‘empower’ you. We will work to supercharge your unique skills and experience.

Take the lead and we’ll give you the support you need to be at the top of your game. And we offer you the freedom to be a positive disrupter and turn big ideas into bold, industry-changing realities.

For our business, for clients, and for you

To assist the MLRO/CO and DMLRO on client FIs

Key responsibilities

Assist the MLRO/DMLRO/CO on regulated client entities of Apex companies (Mauritius campus) in conducting transaction monitoring and other second line controls as per established controls and monitoring plan and as required;
Conduct KYC reviews on sample basis as per set plan;
Prepare Business risk assessments for client entities on an annual basis;
Assist on regulatory inspections;
Assist in preparation of statistics and KPI reports on a regular basis for reporting purposes.


Skills / experience required

Holds a degree and/or professional qualification in finance and/or legal or other relevant qualification;
Good knowledge of applicable laws and regulations for the Global Business / financial services with at least 6-8 years of relevant experience;
Should qualify to act as MLRO/DMLRO/CO on client entities within 9 months from date of appointment at Apex
Good knowledge of AML/CFT
Good communication and interpersonal skills;
Ability to respond to pressure and tight deadlines;
Computer Literate: Ms Office Word, Excel, PowerPoint & Outlook;
High degree of initiative with a “can do” attitude.

Disclaimer : Unsolicited CVs sent to Apex (Talent Acquisition Team or Hiring Managers) by recruitment agencies will not be accepted for this position. Apex operates a direct sourcing model and where agency assistance is required, the Talent Acquisition team will engage directly with our exclusive recruitment partners.

Our Story

About Apex Group

We are dedicated to driving positive change in financial services while fuelling the growth and ambitions of asset managers, allocators, financial institutions, and family offices. Established in Bermuda in 2003, the Group has continually disrupted the asset serving industry through our investment in innovation and talent. Today, we set the pace in asset servicing and stand out for our unique single-source solution and unified cross asset-class platform which supports the entire value chain, harnesses leading innovative technology, and benefits from cross-jurisdictional expertise delivered by a long-standing management team and over 13,000 highly integrated professionals.

We’re a people-powered business, and our people are full of ambition. Together, we’re inspired to lead the new era of data and tech enabled service. Bringing new products and services to market. Sharpening our client focus. Disrupting the market to exceed expectations. Innovating across a range of specialisms. With our focus on making a difference to our people, our planet and our society, you’ll experience more here than you would at most other companies.

Working at Apex

Prepare to accelerate.

We’re a people-powered business with a vision to inspire a new era of service-led FinTech. We’re expanding globally and offering more to our clients. This means you get more opportunities to grow with us. So prepare to accelerate. We’ll make sure the time and effort you put in takes you further, faster.

Positive change starts with you.

We’re a people-powered business with a vision to inspire a new era of service-led FinTech. We’re expanding globally and offering more to our clients. This means you get more opportunities to grow with us. So prepare to accelerate. We’ll make sure the time and effort you put in takes you further, faster.

The journey is yours to own.

When you stretch yourself, you grow. We want you to explore ways of working that will see you thrive as part of something bigger. We’ll help you with a solid structure, challenging projects, vibrant networks, supportive colleagues and approachable leaders. All the things you need to own your unique journey.