Equities Compliance Advisor — Front Office Regs & Risk

Jacobson Garner; Paris; Sur place; EUR 90 000 - 130 000; Plein temps

Résumé du poste

A leading Paris-based investment bank is seeking an experienced Compliance Advisory professional for its Markets Compliance team. In this role, you will support equities trading by ensuring compliance with French and EU regulatory requirements. The position involves advising on transactions, new products, and business initiatives, while collaborating with various internal teams to maintain robust controls. Ideal candidates will have a strong understanding of equities markets and regulatory frameworks in a fast-paced environment.

Qualifications

• Strong understanding of equities markets, trading practices, and regulatory frameworks.
• Experience in providing advisory support to trading desks.
• Ability to collaborate with various teams including Legal and Risk.

Responsabilités

• Provide day-to-day advisory support to the Equities trading and sales desks.
• Interpret and apply relevant regulatory rules.
• Advise on new product approvals and business initiatives.
• Support monitoring, training, and internal policy development.
• Engage with regulators on conduct and control matters.

Connaissances

Compliance knowledge

Equities market understanding

Advisory skills

Regulatory interpretation

Description du poste

A leading Paris-based investment bank is seeking an experienced Compliance Advisory professional for its Markets Compliance team. In this role, you will support equities trading by ensuring compliance with French and EU regulatory requirements. The position involves advising on transactions, new products, and business initiatives, while collaborating with various internal teams to maintain robust controls. Ideal candidates will have a strong understanding of equities markets and regulatory frameworks in a fast-paced environment.