Senior Analyst - Risk and Compliance

Apex Group; Madrid; Presencial; EUR 40.000 - 80.000; Jornada completa

Descripción de la vacante

An ambitious and growing company is seeking a Senior Analyst in Risk and Compliance to join their multicultural team. This role offers a unique opportunity to monitor investment compliance for UCITS and AIF, ensuring adherence to regulatory frameworks. You'll engage with various stakeholders, support junior team members, and contribute to the enhancement of processes. The company values its people and provides a positive work environment with opportunities for professional development and a favorable salary. Join a leading independent fund administrator and make a meaningful impact in the financial sector.

Servicios

Education Support

In-house Training Programs

Professional Development Opportunities

Positive Work Environment

Formación

• 3+ years of experience in investment compliance monitoring.
• Strong understanding of European regulatory frameworks.

Responsabilidades

• Monitor investment compliance restrictions for UCITS/AIF.
• Communicate and assess exceptions related to compliance.

Conocimientos

Investment Compliance Monitoring

Analytical Skills

Communication Skills

Critical Thinking

Microsoft Office

Educación

Degree in Finance

Degree in Economics

Degree in Accounting

FRM or CFA designation

Herramientas

Investment Compliance Systems

Descripción del empleo

Senior Analyst - Risk and Compliance

Contract type : Permanent

FundRock is a Pan-European leading independent UCITS management company and AIFM (Alternative Investment Fund Manager). Our clients are established blue-chip companies and leaders in their domestic market.

We invest in our people, enabling you to develop your skills and build on your experience.

If you like the idea of working for an ambitious and growing company, as part of a multicultural team, we are the place for you.

Key Responsibilities include :

1. Perform the regular monitoring in relation to investment compliance restrictions for UCITS / AIF under management (investment objectives & policies, and investment regulations & restrictions).
2. Investigate and communicate the status of exceptions identified in relation to investment compliance restrictions (regulatory or fund specific), assess and propose classification of breaches including inter alia CSSF reporting pursuant to Circular 02 / 77.
3. Contribute to ensuring the implementation and on-going review of procedures and policies related to investment compliance monitoring and risk management.
4. Identify and monitor the risk profile of UCITS / AIF under management.
5. Take an active part in the processes and systems enhancement by challenging, maintaining and contributing to the development of existing processes.
6. Perform review of relevant fund documentation at the Fund’s set-up stage.
7. Follow-up of compliance issues and maintain the communication with fund’s stakeholders such as investment managers, administrators, auditors, etc.
8. Work closely with other departments and provide support to the clients with ad-hoc queries, new products, funds and / or strategies.
9. Assist with regulatory reporting and ensure feedback and support to colleagues and management.
10. Support junior team members.

Requirements / Qualification :

1. Academic background in Finance / Economics / Accounting or other numerical discipline; FRM or CFA designation is an asset.
2. Experience with investment compliance monitoring, related systems / tools and corresponding regulatory requirements (at least 3 years).
3. Extensive knowledge of Luxembourg and European regulatory framework (UCITS, AIFMD, CESR / ESMA guidelines).
4. Good command of Microsoft Office.
5. Excellent communication, analytical and critical thinking skills with a solution-oriented mind-set, with the ability to prioritize and to keep deadlines.
6. Full professional proficiency in written and spoken English.

What you will get in return :

1. A genuinely unique opportunity to be part of an expanding large global business.
2. Exposure to all aspects of the business, cross-jurisdiction and to working with senior management directly.
3. Work for a fast developing and one of the world leading independent fund administrators.
4. Opportunities for professional development.

Positive and hospitable work environment.

As a vital team member and in return for your expertise, inclusive approach and commitment, we'll provide a favourable salary and the chance to join a passionate and welcoming team. Benefits : As a truly global business, we tailor benefits to each location to safeguard our people and respect local cultures and ways of working. Our people are our greatest asset, and we invest in talent development. Join our global network, and you will benefit from education support, sponsorship and in-house training programs.