MiFID Private Banking Controls Expert

ING España&Portugal; Madrid; Presencial; EUR 65.000 - 90.000; Jornada completa

Ventajas ofrecidas por este puesto de trabajo

Health insurance

Flexible remuneration

Free company shuttle

Descripción de la vacante

ING España & Portugal is seeking a MiFID Private Banking Control Specialist to join the Private Banking Operations Team in Madrid. You will establish and execute first-line MiFID controls across investment services, delivering compliant, auditable processes.

The role emphasizes data-driven risk oversight, collaboration with Compliance, Legal and Data teams, and driving automation and improvements while maintaining investor protection standards.

Formación

• Solid understanding of MiFID II, investor protection principles and suitability requirements.
• Experience in Private Banking, Wealth Management, Investment Services, Risk, Controls, Compliance or related functions.
• Strong analytical skills to identify trends, exceptions and root causes from large data sets.
• Excellent communication and ability to translate regulatory requirements into practical business actions.
• Experience with reporting, data analysis and control monitoring tools (Excel, Power BI, SQL).
• Fluency in English; Spanish is highly valued.

Responsabilidades

• Execute transaction-level and portfolio-level MiFID controls.
• Monitor suitability, target market, sustainability preferences and client investment profiles.
• Review client-initiative transactions and potential circumvention of MiFID controls.
• Verify the delivery and archiving of suitability reports, KIDs and supporting evidence.
• Monitor portfolio alignment with risk profile, investment horizon, objectives and contractual limits.
• Analyse exceptions, identify root causes and coordinate remediation.
• Produce auditable evidence and periodic MiFID control reporting.
• Escalate material or recurring issues through governance.
• Collaborate with Private Banking, Portfolio Management, Operations, Compliance, Legal, NFR and Data teams.
• Support automation and continuous improvement of the control framework.

Conocimientos

MiFID controls

Suitability monitoring

Data analysis

Regulatory reporting

Stakeholder management

English fluency

Herramientas

Excel

Power BI

SQL

Descripción del empleo

ING España & Portugal is seeking a MiFID Private Banking Control Specialist to join the Private Banking Operations Team in Madrid. You will establish and execute first-line MiFID controls across investment services, delivering compliant, auditable processes.

The role emphasizes data-driven risk oversight, collaboration with Compliance, Legal and Data teams, and driving automation and improvements while maintaining investor protection standards.