MiFID Controls Lead — Private Banking

ING; Madrid; Presencial; EUR 60.000 - 90.000; Jornada completa

Ventajas ofrecidas por este puesto de trabajo

Health insurance

Flexible remuneration

Pension plan after 1 month

Free company shuttle

Banking benefits

Gympass service

International Remote work program

Descripción de la vacante

ING Madrid is seeking a MiFID Private Banking Control Specialist to join the Private Banking Operations Team within COO Investment & Protection. You will establish and execute a first-line control framework supporting private banking investment services, combining regulatory expertise with data-driven analysis.

Key responsibilities include executing MiFID transaction and portfolio controls, monitoring suitability and client profiles, reviewing potential circumventions, and producing auditable

Formación

• Solid knowledge of MiFID II, investor protection, and suitability requirements.
• Experience in Private Banking, Wealth Management, or investment services.
• Strong analytical abilities to identify trends and root causes from large data sets.
• Ability to translate regulatory requirements into practical business actions.
• Experience with reporting, data analysis and control monitoring tools (Excel, Power BI, SQL).
• Fluency in English; Spanish language skills are valued.

Responsabilidades

• Execute transaction-level and portfolio-level MiFID controls.
• Monitor suitability, target market, sustainability preferences and client investment profiles.
• Review client-initiated transactions and potential circumvention of MiFID controls.
• Verify delivery and archiving of suitability reports, KIDs and supporting evidence.
• Monitor portfolio alignment with risk profile, investment horizon, objectives and limits.
• Analyze exceptions, identify root causes and coordinate remediation.
• Produce auditable evidence and periodic MiFID control reporting.
• Escalate material or recurring issues through governance.
• Collaborate with Private Banking, Portfolio Management, Operations, Compliance, Legal, NFR and Data teams.
• Support automation and continuous improvement of the control framework.

Conocimientos

MiFID controls experience

Analytical skills

English proficiency

Private Banking experience

Power BI

Excel

SQL

Herramientas

Excel

Power BI

SQL

Descripción del empleo

ING Madrid is seeking a MiFID Private Banking Control Specialist to join the Private Banking Operations Team within COO Investment & Protection. You will establish and execute a first-line control framework supporting private banking investment services, combining regulatory expertise with data-driven analysis.

Key responsibilities include executing MiFID transaction and portfolio controls, monitoring suitability and client profiles, reviewing potential circumventions, and producing auditable