Head of Risk & Compliance

W Executive España; Madrid; Presencial; EUR 90.000 - 120.000; Jornada completa

Descripción de la vacante

An international Asset Management firm is seeking a Head of Risk & Compliance to manage their Madrid operations. This role requires developing a comprehensive risk management framework and ensuring compliance with regulations. Ideal candidates will have over 8 years of experience in risk and compliance within financial services, alongside excellent analytical and communication skills.

Formación

• 8+ years of experience in risk/compliance in financial or asset management.
• Proven experience in risk management compliance processes.
• Strong understanding of risk management best practices.

Responsabilidades

• Develop and maintain the risk management framework.
• Identify and assess risks across the company.
• Lead design and implementation of RCSA processes.

Conocimientos

Risk Management

Compliance

Analytical Skills

Communication

Problem-Solving

Educación

Bachelor’s degree in Finance, Business, or a related field

Descripción del empleo

An international Asset Management firm is looking for a Head of Risk & Compliance for its Madrid offices. Reporting to senior management, the selected candidate will be responsible for performing the following duties reporting to the CEO of the company :

• Develop and maintain the company enterprise risk management framework in line with Parent Company Global’s policies and industry best practices.
• Ensure the framework is comprehensive, up-to-date, and effectively integrated into company operations.

2. Risk Identification and Assessment :

• Identify and assess risks across company.
• Develop and maintain a top risk profile for company, presenting findings and recommendations to senior management.

3. Risk and Control Self-Assessment (RCSA) :

• Lead the design and implementation of RCSA processes for 1st line teams.
• Provide guidance and tools to help teams identify, assess, and manage risks effectively.

4. Operational Incident Management :

• Oversee operational incident management processes, including impact assessment, root cause analysis, and action plan delivery.
• Ensure timely resolution of incidents and implement measures to prevent recurrence.

Compliance :

1. Regulatory Horizon Scanning :

• Conduct regulatory horizon scanning to identify emerging regulations and industry trends.
• Lead the implementation of new regulatory requirements, ensuring timely and effective compliance.
• Design and deliver the annual compliance monitoring programme for Company Spain and UK, ensuring alignment with legal and regulatory requirements and internal policies.
• Conduct regular reviews and assessments to monitor compliance and address any gaps or issues.
• Coordinate and liaise with the Compliance Officers of the UK parent company to ensure consistency of approach and share best practices.

Other :

• Collate required information and produce associated reporting to the parent Group.
• Liaise directly with the parent Group in particular on Information / Cyber Security, Data Protection, and Financial Crime policy compliance.
• Oversee sub-servicers and critical suppliers in line with internal policy.

Required skills and experience (M / F / D) :

• 8+ years of experience in a risk / compliance role within a financial or asset management institution.
• Proven experience in risk management and compliance within financial services, professional services, or broader business services.
• Strong understanding of best practices in risk management and compliance.
• Excellent analytical and problem-solving skills, with the ability to assess complex issues and develop effective solutions.
• Strong communication and presentation skills, with the ability to engage and influence stakeholders at all levels.
• Excellent verbal and written communication skills in English and Spanish

Seniority level

Seniority level

Director

Employment type

Employment type

Full-time

Job function

Job function

Finance and Consulting

Human Resources Services

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