Compliance Manager / Senior Manager

CMC Markets; La Coruña; Presencial; EUR 40.000 - 60.000; Jornada completa

Descripción de la vacante

A leading financial trading company seeks to hire a Compliance professional to support their European Compliance & AFC Team. This role involves managing regulatory risks, designing bespoke training, and advising the business on compliance matters. Ideal candidates will have in-depth knowledge of EU regulations and experience in implementing compliance programs in financial services.

Formación

• Deep understanding of investment & capital markets compliance.
• Experience in designing effective Compliance Programs.
• Ability to present and advise senior leadership.

Responsabilidades

• Manage projects related to regulatory developments.
• Advise on Compliance and Anti-Financial Crime matters.
• Enhance and maintain the monitoring program.

Conocimientos

Knowledge of EU regulatory environments

Anti-money laundering

Excellent communication skills

Descripción del empleo

Since launching in 1989, CMC Markets has become one of the world's leading online financial trading businesses. CMC is listed on the London Stock Exchange and serves retail and institutional clients through regulated offices and branches in 14 countries. CMC offers an award-winning online and mobile trading platform, enabling clients to trade up to 10,000 financial instruments across shares, indices, foreign currencies, commodities, and treasuries through contracts for difference.

Role Overview

Support the European Compliance & AFC Team, ensuring a robust and proportionate systems and controls framework to manage regulatory risk, including financial crime prevention.

Key Responsibilities

• Stay updated on European regulatory developments, especially in Germany, assessing applicability and managing solution implementation.
• Manage projects related to regulatory topics, business initiatives, or BAU activities.
• Collaborate with business units to understand their strategies, services, and products.
• Enhance the monitoring program, identify issues, and develop solutions.
• Advise the business on Compliance and Anti-Financial Crime matters.
• Design and deliver bespoke compliance training focusing on key business and regulatory issues.
• Maintain personal and professional development, including relevant regulatory training.
• Provide management information to ensure visibility of Compliance and Financial Crime activities to the board and management.
• Perform other duties, training, or hours as reasonably required.
• Ensure all customer, client, or colleague interactions reflect a professional, high-quality service, fostering a positive image of CMC Markets.

Qualifications and Experience

• Deep knowledge of EU regulatory environments, laws, and standards, including investment & capital markets compliance, market abuse, conflicts of interest, conduct rules, and anti-money laundering.
• Proven success in designing and implementing effective Compliance Programs in financial services.
• Excellent verbal and written communication skills in English; additional European languages are a plus.
• Experience presenting to and advising senior leadership.
• CMC Markets is an equal opportunities employer, encouraging applications from candidates regardless of gender, sexual orientation, marital or civil partner status, gender reassignment, race, ethnicity, religion, disability, or age.

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