Senior Legal & Regulatory Compliance Officer (m/f/d)

Schulz & Cie. Consulting GmbH; München; Hybrid; Vertraulich; Vollzeit

Zusammenfassung

A financial compliance service provider is seeking a Legal & Regulatory Compliance Officer in Munich. This role requires several years of experience and strong knowledge of German and EU regulatory frameworks. Responsibilities include monitoring regulatory developments, conducting impact assessments, and managing compliance frameworks. The position offers a hybrid work model, structured onboarding, and exposure to national and international regulations.

Leistungen

Company pension scheme

Health & wellness benefits

Flexible hours

Targeted certification opportunities

Modern IT setup

Qualifikationen

• Several years of professional experience in compliance, legal advisory, or regulatory risk.
• Strong knowledge of German and EU regulatory frameworks.

Aufgaben

• Monitor and interpret German and EU regulatory developments.
• Conduct regulatory impact assessments.
• Support the development of legally sound compliance frameworks.
• Advise clients during audit preparation and supervisory communication.
• Contribute to structured compliance concepts and documentation.

Kenntnisse

German and EU regulatory frameworks

Compliance and legal advisory

Structured analytical working style

Client communication

Interest in RegTech

Ausbildung

Degree in law, finance, economics or related field

Jobbeschreibung

Hybrid | Munich (Bavaria), Germany

About S+P Compliance Services

• S+P Compliance Services is a trusted partner for regulatory and legal compliance in the financial sector.

• As a certified full-service provider (ISO 9001 & ISO/IEC 27001), we support regulated institutions with practical, audit-proof and scalable compliance solutions.

Tasks

Your Role – Regulatory & Legal Focus

• As a Legal & Regulatory Compliance Officer, you support our clients with the legal interpretation and implementation of regulatory requirements.

• This role is positioned between operational compliance execution and senior legal advisory.

Your Key Responsibilities

• Monitor and interpret German and EU regulatory developments
  (BaFin, EBA, ESMA)
• Conduct regulatory impact assessments
  (WpIG, WpHG, MaComp, MaRisk, DORA)
• Support the development of legally sound compliance frameworks
• Advise clients during audit preparation and supervisory communication
• Contribute to structured compliance concepts and documentation

Requirements

Your Background

• Several years of professional experience in compliance, legal advisory or regulatory risk
• Strong knowledge of German and EU regulatory frameworks
• Academic background in law, finance, economics or a related field
• Structured, analytical working style and confident client communication
• Interest in RegTech and practical regulatory implementation

Benefits

What We Offer

• Clearly positioned expert role with defined scope
• Structured onboarding and targeted certification opportunities
• Exposure to national and international regulatory mandates
• Hybrid work model, flexible hours and modern IT setup
• Company pension scheme and health & wellness benefits

Apply

• Send us your CV.
• We value a focused, transparent and professional hiring process.