Senior Compliance Officer

Redstone Search; Deutschland; Vor Ort; EUR 40.000 - 60.000; Vollzeit

Zusammenfassung

A global commodities recruitment firm is seeking a Senior Compliance Officer to join an international shipping company expanding into derivatives brokerage in London. The role involves developing compliance policies, preparing reports for management, and ensuring adherence to regulatory standards. Candidates should have at least 10 years of experience in compliance within trading or brokerage firms, with a legal or finance background being essential. Interested applicants can apply via email or a vacancy form.

Qualifikationen

• 10 years of experience in compliance roles in trading or brokerage firms.
• Skilled in writing compliance reports and delivering internal training.

Aufgaben

• Develop and enforce compliance policies related to trading and client onboarding.
• Prepare compliance reports for management and regulatory bodies.
• Coordinate with auditors during regulatory inspections.

Kenntnisse

Compliance reporting

Client onboarding (KYC/AML)

Conflict of interest management

Effective communication

Ausbildung

Legal or finance-related background

CAMS certification

ICA certification

Jobbeschreibung

Redstone Commodity Search focus on offering 360° search solutions to the global commodities markets. With a competitive coverage of Trading Houses, Producers, Majors, Utilities, Merchants, Hedge Funds, Investment Banks and Brokerages; Redstone Commodity Search can confidently offer you an edge in today’s volatile market. Redstone Commodity Search are working with a well-established international shipping company that is expanding into the derivatives brokerage space looking for a Senior Compliance Officer to join their team in London.

Key Responsibilities / Tasks

• Develop, update, and enforce internal compliance policies, procedures, and controls related to trading, client onboarding (KYC/AML), and conflict of interest management.
• Prepare compliance reports for senior management and regulators, and coordinate with internal and external auditors during regulatory inspections and audits.
• Maintain and refine compliance policies, procedures, and regulatory reporting.
• Help put in place compliance procedures grow the business as well as assisting with the wider middle and back-office function.
• Role reports to CEO.

Key Qualifications / Experience

• 10 years of experience with commodities in compliance roles within trading, brokerage, or capital markets firms is essential.
• A legal or finance-related background is essential; certifications such as CAMS, ICA, or a CMA-authorized compliance qualification are preferred.
• Skilled in writing compliance reports, delivering internal training, and communicating effectively with regulators, auditors, and senior leadership.
• Role is to be in London

If you match the job description and are keen on applying for this role; please send us a copy of your resume/cover letter to [e-mail] or submit your application through the Vacancy Form.