Regulatory Compliance Manager

Jobtailor; Frankfurt; Vor Ort; EUR 70.000 - 110.000; Vollzeit

Zusammenfassung

Jobtailor in Frankfurt is seeking a Regulatory Compliance Expert to monitor and implement European and national regulations such as MiFID II, MiFIR, EMIR and MAR. You will advise front office on daily compliance matters and drive bank-wide compliance initiatives.

Requirements include a university degree in law or economics, substantial financial-sector experience, and fluency in German and English. The role includes risk assessments, policy development, training delivery, and regulatory

Qualifikationen

• University degree in Law, Business, Economics, or equivalent professional qualification
• Proven experience within the financial sector or in regulatory, compliance, or legal functions
• Strong expertise in European and international regulatory frameworks for multinational financial institutions
• In-depth understanding of regulatory guidance issued by banking associations and supervisory bodies
• Highly developed analytical, organisational, and problem-solving skills
• Ability to work independently, proactively, and with high attention to detail
• Strong stakeholder management and communication skills
• Fluency in both German and English (written and spoken)

Aufgaben

• Monitor, analyze and evaluate new and existing European and national regulations, including MiFID II, MiFIR, EMIR, MAR, WpHG, KWG, and regulatory circulars
• Assess applicability and implementation requirements of regulatory changes
• Provide practical regulatory advice to front office and business units on day-to-day compliance matters
• Act as subject matter expert in compliance-related projects and bank-wide initiatives
• Support the annual Compliance Risk Assessment and ensure findings are reflected in policies, procedures, and standards
• Design and coordinate Compliance Risk Assessments
• Support the development, implementation, and local adaptation of compliance policies and frameworks
• Deliver regulatory training and communication to impacted stakeholders
• Coordinate regulatory communications with local, EMEA, and Head Office stakeholders
• Act as key contact for internal and external audits, regulatory reviews, and investigations
• Prepare regulatory reports, management documentation, and executive-level materials
• Support the Head of Regulatory Compliance in managing and coordinating compliance matters across corporate and investment banking businesses

Kenntnisse

Regulatory Analysis

Compliance Policy Development

Regulatory Reporting

Regulatory Training Delivery

Legal Knowledge

Analytical Skills

Problem-Solving Skills

Attention to Detail

Organizational Skills

Financial Sector Experience

Ausbildung

University degree in Law, Business, Economics, or equivalent professional qualification

Jobbeschreibung

• Monitor, analyze and evaluate new and existing European and national regulations, including MiFID II, MiFIR, EMIR, MAR, WpHG, KWG, and regulatory circulars
• Assess applicability and implementation requirements of regulatory changes
• Provide practical regulatory advice to front office and business units on day-to-day compliance matters
• Act as subject matter expert in compliance-related projects and bank-wide initiatives
• Support the annual Compliance Risk Assessment and ensure findings are reflected in policies, procedures, and standards
• Design and coordinate Compliance Risk Assessments
• Support the development, implementation, and local adaptation of compliance policies and frameworks
• Deliver regulatory training and communication to impacted stakeholders
• Coordinate regulatory communications with local, EMEA, and Head Office stakeholders
• Act as key contact for internal and external audits, regulatory reviews, and investigations
• Prepare regulatory reports, management documentation, and executive-level materials
• Support the Head of Regulatory Compliance in managing and coordinating compliance matters across corporate and investment banking businesses

Requirements

• University degree in Law, Business, Economics, or equivalent professional qualification
• Proven experience within the financial sector or in regulatory, compliance, or legal functions
• Strong expertise in European and international regulatory frameworks for multinational financial institutions
• In-depth understanding of regulatory guidance issued by banking associations and supervisory bodies
• Highly developed analytical, organisational, and problem-solving skills
• Ability to work independently, proactively, and with high attention to detail
• Strong stakeholder management and communication skills
• Fluency in both German and English (written and spoken)

Core Competencies

Demonstrates expertise in European and international regulatory frameworks, providing practical compliance advice and conducting thorough Compliance Risk Assessments. Proficient in stakeholder communication and regulatory reporting, with fluency in both German and English.

Highest-signal resume keywords

• Regulatory Compliance Expertise
• Compliance Risk Assessment
• Stakeholder Management
• Fluency in German and English
• Regulatory Framework Knowledge

ATS Optimization Keywords

Hard Skills

• Regulatory Analysis
• Compliance Policy Development
• Regulatory Reporting
• Regulatory Training Delivery
• Legal Knowledge
• Analytical Skills
• Problem-Solving Skills
• Attention to Detail
• Organizational Skills
• Financial Sector Experience

Soft Skills

• Communication Skills
• Independence
• Proactivity

Industry Keywords

• MiFID II
• MiFIR
• EMIR
• MAR
• WpHG
• KWG
• Banking Associations
• Supervisory Bodies
• Compliance Frameworks
• Financial Institutions