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A leading global investment firm is seeking a candidate for a role focused on regulatory engagement support. The successful applicant should have over 6 years of experience in the financial industry and be fluent in German. Key responsibilities include liaising with regulatory bodies, advising on compliance policies, and managing multiple projects. Candidates must exhibit strong communication skills and the ability to thrive in a fast-paced environment while maintaining exceptional detail orientation.
Private Wealth Management (PWM) secures, develops and manages relationships with high net worth individuals, their families, family offices and foundations. PWM assists clients with building and preserving their financial wealth by creating and implementing long-term asset allocation within the context of each client’s particular risk tolerance, and by providing access to innovative investment ideas and opportunities. PWM professionals develop customized investment strategies and offer a full array of wealth management products and services, including private banking and trust company services.
As part of the Management team, you will be focussed on providing regulatory engagement support for our European entity to ensure compliance with regulations and act as the main point of contact for all audits and regulatory exams.
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