Junior Compliance Officer

Trading 212 Ltd; Deutschland; Vor Ort; EUR 50.000 - 65.000; Vollzeit

Zusammenfassung

A leading online brokerage firm in Germany seeks a compliance support professional to assist with operational activities and compliance programs. Ideal candidates will have experience in compliance within the financial sector and knowledge of BaFin regulatory guidelines. This role offers opportunities for growth and a generous remuneration package, including benefits and bonuses.

Leistungen

Generous remuneration package

Health, life, and disability insurance

Pension plan

26 days holidays

Annual bonuses

Qualifikationen

• Experience in compliance, preferably within financial services.
• Knowledge of BaFin regulatory requirements and best practices.

Aufgaben

• Support operational activities in compliance areas.
• Collaborate with Compliance team and business units.
• Monitor investing products and related processes.
• Contribute to Compliance Monitoring Program (CMP).
• Support compliance input on products and services.

Kenntnisse

First experience in compliance

Knowledge in BaFin regulatory requirements

Strong interest in regulatory compliance and financial services

Good communication skills

Ability to work under pressure

Ausbildung

Degree in Law, Finance, or related field

Jobbeschreibung

Overview

Our mission to enable everyone to build wealth

We reinvent how trading and investing work by creating exceptional products people love. Fostering a culture of excellence and high velocity is the key to our success. Today, we serve over 4.5 million clients, with more than €30 billion in assets under management - a testament to the scale and trust we've built in just a few years.

What you'll do

• Support operational activities in relevant compliance areas while aligning with BaFin's regulatory guidelines.
• Collaborate closely with the wider Compliance team and business units to assist in developing and maintaining a best-in-class compliance program.
• Assist in monitoring investing products and related processes through periodic reviews to ensure they consistently deliver good customer outcomes.
• Contribute to the maintenance of the Compliance Monitoring Program (CMP) by preparing reports, gathering data, and following up on findings.
• Support the provision of compliance input on existing and upcoming products and services across the business, as well as overarching compliance requirements.
• Participate actively in compliance-related projects within cross-functional teams, gaining experience and supporting the implementation.
• Assist senior team members in reviewing higher risk or complex financial promotions to ensure fair outcomes.
• Help prepare and maintain compliance policies and procedures, ensuring they remain up-to-date and effectively implemented.
• Contribute to ongoing efforts to strengthen internal controls by supporting control-related activities and initiatives.
• Stay up to date with relevant regulatory developments and initiatives impacting retail investment firms leveraging guidance from senior colleagues.

What you need to have

• First experience in compliance, preferably within the financial services or investment industry.
• Knowledge in BaFin regulatory requirements and best practices in compliance.
• Strong interest in regulatory compliance and financial services, with a willingness to learn and grow.
• Educated to degree level in Law, Finance, or a related field.
• Good communication and interpersonal skills.
• Ability to work under pressure and be adaptable.

What we offer

• Challenges that will help you grow and realize your potential fast.
• Opportunity to make a significant impact - you will build innovative services used by millions of investors to build wealth.
• Work with smart, spirited, helpful, high-performing colleagues with a common goal.
• An environment where nothing is set in stone.
• Appreciation for your talent and ideas.
• Generous remuneration package, including health, life, disability insurance, pension, 26 days holidays and annual bonuses.

Are you ready to accelerate your career with us? We'd love to hear from you!

We thank all applicants, but only candidates selected for an interview will be contacted.

All personal data of applicants is protected by the law and will be treated with strict confidentiality.