Global Head of Regulatory Compliance & Governance

Mirabaud Wealth Management; Genf; On-site; CHF 150,000 - 230,000; Full time

Benefits offered by this job

Family-friendly environment

Flexible working arrangements

Employee benefits & family-friendly

Job summary

Mirabaud Wealth Management is seeking a Head of Regulatory Compliance Group to establish and enhance the Group's regulatory compliance framework across jurisdictions. The role oversees investor protection, conduct risk, product governance, conflicts of interest, and cross-border regulatory guidance.

The position can be located in Switzerland, London or Luxembourg and requires 7–10 years in regulatory compliance within banking.

Qualifications

• 7-10 years of experience in Regulatory Compliance within banking/financial industry.
• Experience developing and implementing Regulatory Compliance frameworks and governance programmes.
• Proven experience interacting with regulators, Internal Audit, External Audit, senior management, and Board-level committees.
• Strong understanding of regulatory developments and emerging compliance risks across multiple jurisdictions.
• Results-oriented with proactive, pragmatic problem-solving.
• Ability to operate in a global matrix and provide cross-jurisdiction leadership.
• Excellent communication and presentation skills, with the ability to convey complex matters to senior executives.

Responsibilities

• Develop, implement, and enhance the Group Regulatory Compliance framework to align with regulations and best practices.
• Oversee investor protection and conduct risk framework within the Group.
• Establish a product governance framework covering the product lifecycle.
• Identify, manage, and monitor conflicts of interest across the Group.
• Lead the cross-border framework and advise on regulatory requirements for international activities.
• Promote awareness of Regulatory Compliance requirements across the Group and embed practices in business decisions.
• Design, implement, and oversee the Compliance Monitoring Programme (CMP) and remediation of issues.
• Advise senior management on regulatory developments and their impact on activities.
• Develop KRIs and KPIs for Regulatory Compliance and present reports to governance.

Skills

English fluency

French would be a plus

Education

University degree in Law, Finance, Economics, Business Administration or related discipline

Job description

Mirabaud Wealth Management is seeking a Head of Regulatory Compliance Group to establish and enhance the Group's regulatory compliance framework across jurisdictions. The role oversees investor protection, conduct risk, product governance, conflicts of interest, and cross-border regulatory guidance.

The position can be located in Switzerland, London or Luxembourg and requires 7–10 years in regulatory compliance within banking.