Global Head of Regulatory Compliance

Mirabaud & Cie SA; Genf; On-site; CHF 180,000 - 240,000; Full time

Job summary

Mirabaud & Cie SA is seeking a Head of Regulatory Compliance Group to establish, maintain, and enhance the Group's regulatory compliance framework across investor protection, conduct risk, product governance and cross-border activities. The role oversees the CMP and promotes a strong culture of compliance throughout the Group.

The role may be located in Switzerland, London, or Luxembourg, reporting to senior management and coordinating with regulators and internal control functions to ensure

Qualifications

• University degree in Law, Finance, Economics, Business Administration or related discipline.
• Professional certifications in Compliance or Risk Management recommended.
• 7–10 years of experience in Regulatory Compliance within the banking or financial industry.
• Experience developing regulatory frameworks and governance programmes; interaction with regulators and senior management.

Responsibilities

• Develop, implement and enhance the Group Regulatory Compliance framework.
• Oversee investor protection and conduct risk framework.
• Establish a product governance framework spanning the product lifecycle.
• Identify, manage and monitor conflicts of interest.
• Oversee cross-border regulatory requirements for international activities.
• Promote awareness of Regulatory Compliance requirements across the Group.
• Design and oversee the Compliance Monitoring Programme (CMP).
• Advise senior management on regulatory developments and impacts.
• Develop KRIs and KPIs for the Group and present regulatory reporting.

Skills

Regulatory compliance

Governance

Cross-border

Regulatory reporting

Stakeholder communication

Education

University degree in Law, Finance, Economics, Business Administration or related discipline

Professional certifications in Compliance or Risk Management

Job description

Mirabaud & Cie SA is seeking a Head of Regulatory Compliance Group to establish, maintain, and enhance the Group's regulatory compliance framework across investor protection, conduct risk, product governance and cross-border activities. The role oversees the CMP and promotes a strong culture of compliance throughout the Group.

The role may be located in Switzerland, London, or Luxembourg, reporting to senior management and coordinating with regulators and internal control functions to ensure