Global Head of Regulatory Compliance & Governance

Mirabaud Group

Genf

Sur place

CHF 180 000 - 240 000

Plein temps

Il y a 3 jours
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Avantages offerts par ce poste

Family-friendly environment
Direct impact on the business
Autonomy to drive initiatives
Flexible working arrangements
Cultural and sporting activities

Résumé du poste

Mirabaud Group is seeking a Head of Regulatory Compliance to establish and continually enhance the Group's compliance framework across investor protection, conduct risk and product governance. The role oversees CMP, enforces regulatory standards, and promotes a strong culture of compliance throughout the organisation.

The position can be located in Switzerland, London or Luxembourg, and requires leadership across a global matrix with interactions to regulators, Audit, Risk Management and senior

Qualifications

  • 7-10 years of experience in Regulatory Compliance within banking/financial industry.
  • Strong development and implementation experience of Compliance frameworks.
  • Proven ability to interact with regulators, Internal/External Audit, senior management and Board committees.
  • Fluent in English; French would be a plus.

Responsabilités

  • Develop, implement, and enhance the Group Regulatory Compliance framework.
  • Oversee investor protection and conduct risk framework.
  • Establish and maintain product governance across lifecycle.
  • Identify, manage, and monitor conflicts of interest.
  • Monitor cross-border regulatory requirements for international activities.
  • Promote awareness of regulatory requirements across the Group.

Connaissances

English fluency
French a plus
Communication skills
Presentation skills
Leadership in regulatory teams
Regulatory risk awareness

Formation

University degree in Law, Finance, Economics, Business Administration

Description du poste

Mirabaud Group is seeking a Head of Regulatory Compliance to establish and continually enhance the Group's compliance framework across investor protection, conduct risk and product governance. The role oversees CMP, enforces regulatory standards, and promotes a strong culture of compliance throughout the organisation.

The position can be located in Switzerland, London or Luxembourg, and requires leadership across a global matrix with interactions to regulators, Audit, Risk Management and senior

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