Deputy Head of Control Room & Compliance

Leonteq AG; Zürich; Vor Ort; CHF 140.000 - 180.000; Vollzeit

Zusammenfassung

Leonteq AG, a Swiss fintech leader in structured investment solutions, seeks a senior compliance professional to support the Global Head Control Room in Zurich. The role covers regulatory reporting, trade surveillance and conflicts management across trading and sales activities.

You will liaise with SIX, BX, FINMA and other authorities, maintain the global policy framework, and provide cross-functional compliance support to Board and business areas. Fluency in German and English is required.

Qualifikationen

• University degree in trading, compliance or banking.
• At least 3 years of relevant experience in a trading-related control function.
• Strong MS-Office skills, especially Excel; IT affinity.
• Strong analytical and mathematical skills.
• Excellent interpersonal skills; flexible and able to work at all levels.
• Fluency in German and English; other languages are advantageous.

Aufgaben

• Deputy of Global Head Control Room.
• Ensuring Compliance with SIX Swiss Exchange / BX Exchange trading rules & reporting requirements of listed companies and significant participations.
• Monitoring, analysing and implementing regulatory developments.
• Handling, monitoring and reporting of Conflict of Interest & Employee conduct.
• Trade surveillance, analysis of Trading & Sales activities, rules, regulations and contractual agreements.
• Maintenance of watch / restricted list, Fund and ETF approvals.
• Dealing with queries of FINMA, SIX and BX and any other authority or Exchange.
• Responsibility for global Policy framework.
• Administrative support in several topics (Operational Risk, IC etc.).
• Support of Board, EC, Trading and Sales and other Business areas in Compliance related matters.

Ausbildung

University degree in Trading/Compliance/Banking

Jobbeschreibung

Leonteq AG, a Swiss fintech leader in structured investment solutions, seeks a senior compliance professional to support the Global Head Control Room in Zurich. The role covers regulatory reporting, trade surveillance and conflicts management across trading and sales activities.

You will liaise with SIX, BX, FINMA and other authorities, maintain the global policy framework, and provide cross-functional compliance support to Board and business areas. Fluency in German and English is required.