Deputy Head Control Room

Leonteq AG; Zürich; Vor Ort; CHF 140.000 - 180.000; Vollzeit

Zusammenfassung

Leonteq AG, a Swiss fintech leader in structured investment solutions, seeks a senior compliance professional to support the Global Head Control Room in Zurich. The role covers regulatory reporting, trade surveillance and conflicts management across trading and sales activities.

You will liaise with SIX, BX, FINMA and other authorities, maintain the global policy framework, and provide cross-functional compliance support to Board and business areas. Fluency in German and English is required.

Qualifikationen

• University degree in trading, compliance or banking.
• At least 3 years of relevant experience in a trading-related control function.
• Strong MS-Office skills, especially Excel; IT affinity.
• Strong analytical and mathematical skills.
• Excellent interpersonal skills; flexible and able to work at all levels.
• Fluency in German and English; other languages are advantageous.

Aufgaben

• Deputy of Global Head Control Room.
• Ensuring Compliance with SIX Swiss Exchange / BX Exchange trading rules & reporting requirements of listed companies and significant participations.
• Monitoring, analysing and implementing regulatory developments.
• Handling, monitoring and reporting of Conflict of Interest & Employee conduct.
• Trade surveillance, analysis of Trading & Sales activities, rules, regulations and contractual agreements.
• Maintenance of watch / restricted list, Fund and ETF approvals.
• Dealing with queries of FINMA, SIX and BX and any other authority or Exchange.
• Responsibility for global Policy framework.
• Administrative support in several topics (Operational Risk, IC etc.).
• Support of Board, EC, Trading and Sales and other Business areas in Compliance related matters.

Ausbildung

University degree in Trading/Compliance/Banking

Jobbeschreibung

WHO WE ARE

Leonteq is a Swiss fintech company and a leading marketplace for structured investment solutions. Combining capital markets expertise with proprietary technology, the company provides access to a wide range of structured investment opportunities.

Entrepreneurial thinking is central to how we work. Expertise is valued, ownership is encouraged, and employees are empowered to actively shape their areas of responsibility. Innovation and continuous improvement are part of daily life, making Leonteq a dynamic and collaborative place to grow your career.

About the role

At Leonteq, we are a leading player in the financial industry, renowned for our innovative approaches, our commitment to excellence and our entrepreneurial spirit. Our organisational values people together, passion, dedication, quality and expertise are our guiding north star.

What you'll do

• Deputy of Global Head Control Room


• Ensuring Compliance with SIX Swiss Exchange / BX Exchange trading rules & reporting requirements of listed companies and significant participations


• Monitoring, analysing and implementing regulatory developments


• Handling, monitoring and reporting of Conflict of Interest & Employee conduct


• Trade surveillance, analysis of Trading & Sales activities, rules, regulations and contractual agreements


• Maintenance of watch / restricted list, Fund and ETF approvals


• Dealing with queries of FINMA, SIX and BX and any other authority or Exchange


• Responsibility for global Policy framework


• Administrative support in several topics (Operational Risk, IC etc.)


• Support of Board, EC, Trading and Sales and other Business areas in Compliance related matters

What you'll need

• University degree or an equivalent education with focus on Trading, Compliance or Banking


• At least 3 years of relevant experience in a Trading related control function


• Very good user skills of MS-Office (especially Excel), IT affinity


• Very good analytical and mathematical skills


• Strong interpersonal skills, flexible, confident and with ability to work on all levels


• Ability to communicate in a clear and concise manner


• Fluency in German and English; other languages are of advantage

Nice to have

• Additional language skills

Why you'll love working here

• Experience the dynamics of a leading fintech company


• Insight opportunities across all departments to understand and build know-how in the mechanics of the structured investment product value chain