Compliance Officer - Onboarding Private

Swissquote; Vaud; On-site; CHF 120,000 - 170,000; Full time

Job summary

Swissquote, a leading Swiss online bank, seeks a Compliance professional to strengthen our AML/CTF framework. You will review private client account opening requests from an AML/CTF standpoint, ensure tax compliance and contribute to internal memos and procedures.

Ideal candidates hold a Bachelor or Master in Laws or Economics, have 5+ years in Compliance, and are fluent in English and French. You'll join a multicultural, tech-driven team in Vaud.

Qualifications

• Bachelor or Master Degree, preferably in Laws or Economics.
• Minimum 5 years of experience in Compliance.
• Knowledge of Swiss AML laws (AMLA, AMLO-FINMA, CDB).
• Excellent command of English and French.
• Ability to multi-task and work under pressure.
• Analytical and methodological approach.
• Strong team player in multicultural environment.

Responsibilities

• Due diligence on account opening requests.
• Review of client’s account opening requests of private clients from an AML/CTF standpoint (AMLA, AMLO-FINMA, CDB).
• Review of tax compliance aspects, such as FATCA and CRS (automatic exchange of information).
• Contribution in drafting internal memos and procedures.
• Participation in reviews of key clients.
• Participation in key regulatory projects.
• Optimization of internal processes and guidelines.
• Support and advice to the Front line and management.

Skills

Communication skills

Analytical thinking

Multitasking

Education

Bachelor or Master Degree in Laws or Economics

Job description

Building the bank of tomorrow takes more than skills.
It means combining our differences to imagine, discuss, code, develop, test, learn… and celebrate every step together. Share our vibes? Join Swissquote to unleash your potential.
We are the Swiss Leader in Online Banking and we provide trading, investing and banking services to +650’000 clients, through our performant and secured digital platforms.
Our +1200 employees work in a flexible way, without dress code and in multicultural teams.

By having a huge impact on the industry, they are growing their skills portfolio and boosting their career in a fast-pace environment.Have a look behind the scenes by checking Humans of Swissquote on Instagram.
We are all in at Swissquote. As an equal opportunity employer, we welcome candidates from all backgrounds, experiences and perspectives to join our team and contribute to our shared success.

• Due diligence on account opening requests
• Review of client’s account opening requests of private clients from an AML/CTF standpoint (AMLA, AMLO-FINMA, CDB).
• Review of tax compliance aspects, such as FATCA and CRS (automatic exchange of information)
• Contribution in drafting internal memos and procedures
• Participation in reviews of key clients
• Participation in key regulatory projects
• Optimization of internal processes and guidelines
• Support and advice to the Front line and management

• Bachelor or Master Degree, preferably in Laws or in Economics
• Minimum 5 years of experience in theCompliance field
• Knowledge of Swiss AML laws (AMLA, AMLO-FINMA, CDB) and other applicable regulations
• Excellent command of English and French (other languages are a strong asset)
• Ability to multi-task and work under pressure
• Analytical and methodological approach
• Very good communication skills
• Strong team player who enjoys working in multicultural, dynamic, technological and international environment

SQ2