CT&A Quality Assurance Officer (f/m/x)

Deutsche Bank; Genf; Vor Ort; CHF 80’000 - 120’000; Vollzeit

Zusammenfassung

An established industry player is seeking a Senior Quality Assurance Officer to join their Controls Testing and Assurance team. This role is critical in assessing the effectiveness of processes related to financial crime risk management. You will engage with international colleagues and senior stakeholders, ensuring the accuracy of assessments while adhering to Swiss Financial Crime regulations. If you possess strong analytical skills and a proactive approach, this opportunity offers a chance to make a significant impact in a dynamic environment, enhancing the bank's operational integrity and compliance framework.

Qualifikationen

• 2+ years of experience in assessing financial crime risk frameworks.
• Strong understanding of Swiss Financial Crime regulations.

Aufgaben

• Perform QA assessments on KYC, TMI, NLS, and TF cases.
• Liaise with stakeholders to validate QA results.

Kenntnisse

Swiss Financial Crime regulation

Analytical skills

Research skills

Problem-solving skills

Decision-making skills

Proficiency in English

German language skills

French language skills

Jobbeschreibung

Position Overview

For over 150 years, our dedication to being the Global Hausbank for our clients has been driven by our people – in around 60 countries and across more than 150 nationalities.

Their deep understanding, insights, expertise, and passion help our clients navigate an increasingly complex world – be it in our Corporate Bank, our Private Bank, our Investment Bank or our Asset Management division.

Together we can make a great impact for our clients home and abroad, securing their lasting success and financial security.

Role Intro

Join Deutsche Bank Switzerland’s Controls Testing and Assurance (CT&A) team as Senior Quality Assurance (QA) Officer. CT&A is a key pillar in Deutsche Bank’s risk management framework, working in close partnership with Compliance and Anti Financial Crime (AFC) in assessing the operating effectiveness of the Bank’s controls. You will conduct risk-focused, sampled-based QA to independently assess whether processes to manage financial crime risks in the first and second lines of defense operate effectively. Your activity spans over Know Your Client (KYC), Transaction Monitoring and Investigation (TMI), Name List Screening (NLS) and Transaction Filtering (TF) related activities.

As part of a truly international team, your input during exchanges with CT&A colleagues from across the globe will be highly recognized.

Responsibilities

• Perform and document QA assessments on the completeness and accuracy of KYC, TMI, NLS and TF related cases using professional judgment, independent research and the review of the supporting documentation.
• Liaise with senior stakeholders from Business and AFC teams at local, regional and global levels to discuss and validate the factual accuracy of QA results.
• Prepare management information and reports that are accurate, concise, timely and provide added value to the management.
• Assist with managing relationships and influence key stakeholders across the business lines and collaborate with other control functions as required.

Skills

• Good understanding and application of Swiss Financial Crime regulation and legislation (including legislation with extra-territorial effect).
• 2+ years of experience on assessing and/or testing the operating effectiveness of financial crime risk frameworks and internal controls, ideally with a Swiss Financial Institution.
• Excellent analytical, research, problem solving and decision-making skills plus the ability to work independently and accurately within tight deadlines while prioritizing workload with minimal supervision.
• Proactive, structured, and organized in approach, demonstrating a high level of diligence and attention to detail.
• Language skills: Proficiency in English, with German or French language skills as a plus.