Compliance Specialist 60%

Swisslinx AG; Zürich; In loco; CHF 120.000 - 180.000; Tempo pieno

Descrizione del lavoro

Swisslinx AG is seeking a Best Execution specialist to draft, review, and maintain policies and governance frameworks ensuring compliance with financial markets regulations. The role requires strong regulatory knowledge, analytical skills, and excellent communication to coordinate with internal and external stakeholders.

The successful candidate will help align frameworks with industry best practices and support ongoing regulatory initiatives across departments, serving as a subject-matter

Competenze

• Law degree or proven Best Execution expertise.
• Strong knowledge of financial markets regulation and Best Execution requirements.
• Experience drafting, reviewing, or maintaining Best Execution policies and governance frameworks.
• Analytical capabilities and attention to detail.
• Excellent written and verbal communication and stakeholder management skills.

Mansioni

• Draft, review, and maintain Best Execution policies, standards, and governance frameworks.
• Ensure Best Execution arrangements comply with applicable financial markets regulations.
• Provide subject-matter expertise on Best Execution requirements and regulatory compliance.
• Review and maintain internal policies and procedures in line with regulatory expectations.
• Collaborate with internal stakeholders and external partners on regulatory matters.

Conoscenze

Analytical skills

Attention to detail

Written and verbal communication

Stakeholder management

Regulatory knowledge

Formazione

Law degree or proven Best Execution expertise

Descrizione del lavoro

Job Description

• Draft, review, and maintain Best Execution policies, standards, and governance frameworks.
• Ensure Best Execution arrangements comply with applicable financial markets regulations.
• Provide subject-matter expertise on Best Execution requirements and regulatory compliance.
• Review and maintain internal policies and procedures in line with regulatory expectations.
• Support the continuous alignment of Best Execution frameworks with industry best practices.
• Collaborate with internal stakeholders and external partners on regulatory and compliance matters.

• Draft, review, and maintain Best Execution policies, standards, and governance frameworks.
• Ensure Best Execution arrangements comply with applicable financial markets regulations.
• Provide subject-matter expertise on Best Execution requirements and regulatory compliance.
• Review and maintain internal policies and procedures in line with regulatory expectations.
• Support the continuous alignment of Best Execution frameworks with industry best practices.
• Collaborate with internal stakeholders and external partners on regulatory and compliance matters.

Requirements

• Education: Law degree or proven expertise as a Best Execution Specialist.
• Regulatory Expertise: Strong knowledge of financial markets regulation and Best Execution requirements.
• Relevant Experience: Experience with drafting, reviewing, or maintaining Best Execution policies and governance frameworks.
• Analytical Skills: Strong analytical capabilities and attention to detail.
• Communication: Excellent written and verbal communication skills.
• Stakeholder Management: Ability to work collaboratively with internal stakeholders and external partners.