Compliance Officer - Onboarding Corporate

Swissquote; Vaud; Vor Ort; CHF 120.000 - 180.000; Vollzeit

Zusammenfassung

Swissquote, Switzerland’s leading digital bank, is seeking a Compliance Officer in the Onboarding Corporate Team. You will analyze account opening requests from corporate clients from an AML/CTF and sanction perspective and draft internal memorandums for high-risk clients.

You will optimize internal processes, contribute to regulatory projects, and support the Front Line and foreign entities of the Swissquote Group. Strong French and English written skills are required.

Qualifikationen

• Bachelor or Master degree in Laws/Economics or proven banking sector experience.
• 3–5 years in AML/CTF compliance within financial institutions.
• Experience with regulatory audits in Switzerland is a plus.
• Strong knowledge of AMLA, AMLO-FINMA, CDB 20 and related regulations.
• Excellent written and verbal French and English.

Aufgaben

• Analyze account opening requests from corporate clients from AML/CTF and sanction standpoint.
• Draft internal memorandums for high-risk clients.
• Optimize internal processes and guidelines; contribute to procedures.
• Participate in key regulatory projects.
• Support and advise Front Line, foreign entities of Swissquote Group and management.

Kenntnisse

AML/CTF compliance

Regulatory knowledge

Complex corporate structures

French & English writing

Stakeholder collaboration

Ausbildung

Bachelor or Master degree in Laws/Economics or banking experience

Jobbeschreibung

At Swissquote, we’re all in.
All in to shake things up. All in to build the bank people actually want to use. All in to make finance less boring — and a lot more powerful.

We’re Switzerland’s leading digital bank — 1,400+ people across Europe, the Middle East and Asia, building real financial solutions for over a million clients worldwide. From trading and investing to everyday banking, we cover the full picture. We move fast, but we build things we’re genuinely proud of. Have a look behind the scenes by checking Humans ofSwissquote on Instagram.

Growing fast creates room. Room to try things, own things, and grow at a pace most places can’t offer. Whether you like the spotlight or prefer to just put your head down and do great work, there’s space for both here.

We’ve ditched the dress code — but never the chance to celebrate. Big win or small, we make it count. The kind of place where the atmosphere takes care of itself.

As an equal opportunity employer, we welcome candidates from all backgrounds, experiences and perspectives to join our team and contribute to our shared success.

Feeling it? It’s a good start.

Are you eager to take up a new challenge? Join the Compliance Department as a Compliance Officer in the Onboarding Corporate Team. You will have multiple tasks which include:

• Analysis of account opening requests from corporate clients (such as active/passive companies, trusts, collective investments schemes, financial institutions, external asset managers, etc.) from an AML/CTF (AMLA, AMLO-FINMA, CDB 20) and sanction standpoint. This includes the review of tax compliance aspects, such as FATCA, QI and CRS,
• Drafting of internal memorandums, especially regarding high risk clients,
• Optimization of internal processes and guidelines, contribution to the drafting of procedures,
• Participation in key regulatory projects,
• Support and advice to the Front line, foreign entities of Swissquote Group and management.

• Bachelor or Master degree preferably in Laws/Economics or proven relevant experience in the banking sector,
• Minimum 3 to 5 years of experience ina similar position within a financial institution, in an AML/CTF compliance position in relation to complex corporate structures,
• Experience in regulatory audit in Switzerland (regulatory and/or AML/CTF compliance audit for financial institutions, big 4) is a plus,
• Strong command of complex corporate structures, in particular trusts and collective investment schemes,
• Solid knowledge of AMLA, AMLO-FINMA, CDB 20; familiarity with other relevant regulations (FinSA, FinIA, CISA) is an asset,
• Highly developed analytical and organizational skills,
• Very good writing and communication skills in French and English (additional languages are an asset),
• Collaborative team player, comfortable in multicultural, dynamic, technological and international environments.

Please note that Swissquote never requests sensitive personal information or payment of any kind during the recruitment process. Any such request is fraudulent.

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