Compliance Officer - Onboarding Corporate

TN Switzerland; Gland; Vor Ort; CHF 80’000 - 120’000; Vollzeit

Zusammenfassung

Une entreprise innovante dans le secteur bancaire recherche un Responsable de la Conformité pour rejoindre son équipe dynamique à Gland. Ce rôle crucial implique d'effectuer des vérifications de conformité pour l'ouverture de comptes, de rédiger des mémos internes et d'optimiser les processus. Vous travaillerez dans un environnement multiculturel, sans code vestimentaire, où votre contribution aura un impact significatif. Si vous êtes passionné par la réglementation financière et que vous souhaitez évoluer dans un cadre stimulant, cette opportunité est faite pour vous.

Qualifikationen

• 1 à 3 ans d'expérience dans l'industrie financière.
• Bonne maîtrise des lois AML et des réglementations suisses.

Aufgaben

• Effectuer la diligence raisonnable sur les demandes d'ouverture de compte.
• Réviser les fichiers d'ouverture de compte des clients sous l'angle AML/CTF.

Kenntnisse

Connaissance des lois AML suisses

Compétences analytiques

Compétences en communication

Capacité à travailler sous pression

Multitâche

Ausbildung

Bachelor ou Master en Droit/Économie

Apprentissage dans l'industrie financière

Jobbeschreibung

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Compliance Officer – Onboarding Corporate, Gland

Client:

Swissquote

Location:

Gland

Job Category:

Other

Job Reference:

0ef8b3892e64

Job Views:

10

Posted:

21.01.2025

Expiry Date:

07.03.2025

Job Description:

Company Description

Building the bank of tomorrow takes more than skills.
It means combining our differences to imagine, discuss, code, develop, test, learn… and celebrate every step together. Share our vibes? Join Swissquote to unleash your potential.

We are the Swiss Leader in Online Banking and we provide trading, investing and banking services to
+500’000 clients, through our performant and secured digital platforms.

Our +1000 employees work in a flexible way, without dress code and in multicultural teams.
By having a huge impact on the industry, they are growing their skills portfolio and boosting their career in a fast-paced environment.

Are you all in? Don’t be shy, apply!

Job Responsibilities

• Due diligence on account opening requests
• Review of client’s account opening files (corporate structures such as active and passive entities, financial institutions, asset managers, trusts, collective investments schemes) from an AML/CTF (AMLA, AMLO-FINMA, CDB) and sanction standpoint
• Review within the account opening process of tax compliance aspects such as FATCA and CRS as well as cross-border aspects
• Drafting of internal memos and contribution to the drafting of procedures
• Optimization of internal processes and guidelines
• Participation in key regulatory projects
• Review of client’s account modification requests (change of beneficial owner, authorized signatories, directors, correspondence address)
• Support and advice to the Front line and management

Qualifications

• Bachelor or Master Degree preferably in Laws/Economics or an accomplished apprenticeship in the financial industry
• 1 to 3 years of experience in the financial industry
• Knowledge of Swiss AML laws (AMLA, AMLO-FINMA, CDB) and other regulations (FinSA, FinIA, CISA)
• A Certificate in collective investment schemes is a plus as well as knowledge and practice in European collective investment schemes (UCITS, AIFs, PIFs, SPV, SPC, Limited partnership)
• Eager to learn and ready to take on challenges
• Ability to multi-task and work under pressure
• Analytical and methodological approach
• Very good writing and communication skills in French and English (another language is an asset)
• Excellent communication and collaboration skills
• Strong team player who enjoys working in a multicultural, dynamic, technological and international environment