Compliance AML for Financial Institutions

UBP - Union Bancaire Privée; Genf; Vor Ort; CHF 80’000 - 110’000; Vollzeit

Zusammenfassung

An established industry player seeks a detail-oriented professional to manage onboarding and AML screening for Treasury clients. This role involves reviewing documentation, managing alerts, and conducting periodic assessments to ensure compliance with Swiss AML regulations. Ideal candidates will have a solid understanding of financial products and possess excellent communication skills. If you are a pragmatic problem-solver with a knack for handling multiple tasks simultaneously, this opportunity offers a dynamic work environment where your contributions will directly impact compliance and governance.

Qualifikationen

• 3-7 years of experience in AML and onboarding processes.
• Good understanding of Swiss AML rules and financial products.

Aufgaben

• Onboarding and periodic reviews of Treasury department clients.
• Escalation to the AML Committee when necessary.

Kenntnisse

AML screening

Documentation review

Financial products understanding

Communication skills

Pragmatic problem-solving

Ausbildung

Bachelor Degree

Tools

Word

Excel

Jobbeschreibung

Onboarding, AML screening, and periodic reviews of counterparties, Structured Products distributors, and Treasury clients at Group Level.

Main responsibilities

1. Onboarding (documentation review and AML qualitative assessment), alerts management, and periodic reviews of Treasury department clients (institutional clients investing in money market instruments or fiduciaries and advisory mandates).
2. Onboarding (documentation review and AML qualitative assessment), alerts management, and periodic reviews from an AML perspective for the Financial Institutions Group (brokers and OTC derivative counterparties, custodians, correspondent Banks, gold refiners, structured product issuers, repo, and fiduciary deposits counterparties) and the structured products team (structured products distributors).
3. Escalation to the AML Committee where relevant.
4. Update of related internal regulations, MFCs, and procedures where relevant.
5. Contribution to Group Compliance projects related to key responsibilities.

Personal skills

• Capacity to handle several matters simultaneously.
• Good understanding of financial products activities and Swiss AML rules.
• Pragmatic and solution-oriented.
• Very good oral and written communication skills.

Education

• Bachelor Degree.
• IT Tools: Word, Excel.

Experience

• 3-7 years of experience: intermediate level.
• Experience at investment banks or with corporate clients is a plus.
• Experience in private banking is optional.

Language

• French: Mother Tongue.
• English: Fluent.

Other

• Swiss resident: Mandatory.