Wealth Compliance & Analytics Analyst (Canada)

Aviso

Toronto

On-site

CAD 68,000 - 78,000

Full time

14 days+

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Benefits offered by this job

Competitive compensation package
Health, dental and insurance benefits
Generous vacation time
Matching contributions to retirement program
Learning & development opportunities

Job summary

A prominent wealth management firm in Toronto is seeking a Compliance Analyst to oversee compliance initiatives and ensure regulatory adherence within the Canadian financial framework. The position emphasizes strong analytical, communication, and problem-solving skills, with a focus on collaboration. The successful candidate will review compliance documentation, analyze financial data, and support risk management efforts. The role offers competitive compensation, including an annual salary range of $68,000 to $78,000 CAD.

Qualifications

  • 3–5 years of experience in financial services, insurance, financial analysis, or administrative roles.
  • Strong knowledge of Canadian account types and regulatory requirements.
  • Experience with data analysis and visualization.

Responsibilities

  • Review client and compliance documentation to identify potential policy violations.
  • Analyze and reconcile financial data to ensure regulatory adherence.
  • Support projects aimed at improving compliance processes.

Skills

Analytical skills
Attention to detail
Communication skills
Problem-solving

Education

Bachelor's degree or Diploma in Business, Finance, Accounting
Canadian Securities Course (CSC) or Investment Funds in Canada (IFC)

Tools

Microsoft Excel
SQL
Business Intelligence (BI) Tools

Job description

A prominent wealth management firm in Toronto is seeking a Compliance Analyst to oversee compliance initiatives and ensure regulatory adherence within the Canadian financial framework. The position emphasizes strong analytical, communication, and problem-solving skills, with a focus on collaboration. The successful candidate will review compliance documentation, analyze financial data, and support risk management efforts. The role offers competitive compensation, including an annual salary range of $68,000 to $78,000 CAD.
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