Wealth Compliance Branch Manager (Hybrid)

Fidelity Canada; Mississauga; Hybrid; CAD 99,000 - 123,000; Full time

Benefits offered by this job

Flexible working arrangements

Competitive total compensation

Health benefits

Parental leave top-up

Home office stipend

Volunteer days

Diversity and inclusion programs

Professional development

Job summary

Fidelity Canada seeks a Corporate Compliance Branch Manager to supervise Daily Tier 1 Wealth Advisor activity across Canada and manage Fidelity Wealth’s compliance functions. The role emphasizes policy updates, training program development, regulatory reviews, and collaboration with leadership.

A university degree and CIRO exposure are required. Flexible working arrangements include remote, hybrid, and in-office options.

Qualifications

• CIRO MFDA IIROC experience in a Tier 1 role.
• Strong written and verbal communication skills.
• Mediation and influencing abilities to navigate regulatory matters.
• Interest and understanding of technology and regulatory tools.
• Ability to prioritize tasks and work under pressure.
• Excellent interpersonal and collaborative skills.
• Proficiency in Microsoft Office (Word, Excel, PowerPoint).
• Bilingualism is a nice-to-have.

Responsibilities

• Provide Daily Tier 1 supervision of Wealth Advisors across Canada.
• Help manage Fidelity Wealth’s compliance functions and training programs.
• Update and communicate policies, procedures, and regulatory changes.
• Support regulatory reviews, audits, and inquiries with Directors/CCO.
• Lead and develop training programs for advisors and staff.

Skills

CIRO/IIROC knowledge

Communication skills

Mediation & influencing

Technology interest

Prioritization

Interpersonal skills

MS Office

Bilingualism (nice to have)

Education

University degree or equivalent

Post-secondary degree in communications, information technology, social or digital media

Job description

Fidelity Canada seeks a Corporate Compliance Branch Manager to supervise Daily Tier 1 Wealth Advisor activity across Canada and manage Fidelity Wealth’s compliance functions. The role emphasizes policy updates, training program development, regulatory reviews, and collaboration with leadership.

A university degree and CIRO exposure are required. Flexible working arrangements include remote, hybrid, and in-office options.