AML Analyst — Investigations & Regulatory Reporting

Canaccord Genuity Group Inc.; Toronto; On-site; CAD 60,000 - 65,000; Full time

Job summary

Canaccord Genuity Corp. in Canada is seeking an AML Analyst to join the Compliance department. The role contributes to regulatory control by delivering integrity for the firm and its clients in a fast-paced environment.

You will conduct risk-based investigations, prepare STRs for FINTRAC, maintain accurate records, and advise supervisors on outcomes. The position requires 1–3 years in securities or FINTRAC FIU, familiarity with CIRO/PCMLTFA, and strong MS Office skills; CAMS, CSC, or CPH are

Qualifications

• 1–3 years of experience in the securities industry or a FINTRAC reporting entities financial intelligence unit.
• Familiarity with CIRO, FINTRAC/PCMLTFA and related regulations.
• Detail-oriented, accurate and thorough.
• Aptitude to seek information, problem solve, exhibit sound judgment and discretion.

Responsibilities

• Conduct risk-based investigations into clients using transactional information, open-source research and client documentation.
• Making determinations regarding the outcome of investigations with respect to the requirement to complete Suspicious Transaction Reports (STRs) with FINTRAC.
• Preparing Suspicious Transaction Reports (STRs) including entry of transactional data resulting from investigations into FINTRAC reporting software.
• Maintain accurate records of investigative actions and outcomes in line with internal policies and regulatory requirements.
• Advising supervisors, management and other internal stakeholders on the outcomes of investigative activities.
• Provide support to supervisors and VPs, Compliance.
• Provide input for processes & procedures to assist firm in being compliant with regulatory requirements.
• Perform time-sensitive tasks (e.g. year end and regulatory audit inquiries) quickly in response to regulatory and internal stakeholder inquiries.
• Handle internal and external queries efficiently to promote business and in turn profitability.
• Document queries and the result of such for reference purposes in order to target and resolve potential deficiencies.

Skills

FINTRAC regulations

Attention to detail

Communication skills

Time management

Education

CAMS (asset)

CSC (asset)

CPH (asset)

Tools

MS Office

Dataphile

WorldCheck

Job description

Canaccord Genuity Corp. in Canada is seeking an AML Analyst to join the Compliance department. The role contributes to regulatory control by delivering integrity for the firm and its clients in a fast-paced environment.

You will conduct risk-based investigations, prepare STRs for FINTRAC, maintain accurate records, and advise supervisors on outcomes. The position requires 1–3 years in securities or FINTRAC FIU, familiarity with CIRO/PCMLTFA, and strong MS Office skills; CAMS, CSC, or CPH are