US Regulatory Services Analyst

Socket.dev; Toronto; On-site; CAD 70,000 - 110,000; Full time

Job summary

RBC in Toronto is seeking a Regulatory Reporting Analyst to ensure timely and accurate reporting to TRACE, MSRB, and other authorities. You will follow established guidelines, analyze data, resolve exceptions, and collaborate with Compliance, Legal, Finance, and Technology.

The role emphasizes automation opportunities, strong attention to detail, communication, and teamwork in a fast-paced environment, with a 37.5 hour work week and salaried employment.

Qualifications

• Ability to work well under pressure, adapt to unexpected events, prioritize and multi-task in a deadline driven environment
• High attention to detail
• Ability to maintain high standards despite pressing deadlines
• Ability to solve problems quickly and efficiently
• Demonstrated dependability and sense of urgency about getting results
• Requires excellent interpersonal and communication skills
• Ability to build strong working relationships with people at all organizational levels
• Must have excellent judgment, professionalism and integrity
• Team player with a positive attitude

Responsibilities

• Produce and validate regulatory reports daily, weekly, or monthly (TRACE, MSRB, QFC, and others).
• Investigate and resolve exceptions through analysis, escalating complex cases.
• Support controls to ensure timeliness, accuracy, and completeness of reporting.
• Identify opportunities to streamline processes and implement automation.
• Document and revise procedures as directed.

Skills

Adaptability

Fixed Income Operations

Prioritization

Team Player

Tools

Microsoft Excel

Python

NumPy

VBA Macro

Spreadsheets

Job description

Job Description

What is the opportunity?

US Regulatory Services is responsible for ensuring timely, accurate, and complete reporting to various exchanges, self-regulatory organizations and the SEC. The individual in this role is primarily responsible for following established procedures analyzing and implementing regulations and rules while remediating issues identified. This role will focus on multiple forms of regulatory reporting, such as TRACE, MSRB, Electronic Blue Sheets (EBS), CAT (Consolidated Audit Trail), CAIS (Customer and Account Reporting), SEC 13DG and H, LOPR, Short Interest, and more. The role may work with several areas of the Firm to support the above functions, including various business groups within the Firm, Compliance, Legal, Finance, and Technology.

What will you do?

• Responsible for following established guidelines to produce and/or validate for accuracy daily, weekly, or monthly regulatory reports including TRACE, MSRB, QFC, and more (and any other reports as determined by manager).

• Investigate and resolve exceptions through critical thinking and data analysis while escalating more complex scenarios to supervisors or other experts.

• Support the development and implementation of controls to ensure the timeliness, accuracy and completeness of reporting, and resolve any exceptions identified.

• Maintain a strong focus on streamlining processes by identifying and implementing automation opportunities.

• Document and revise procedures as assigned by manager.

What do you need to succeed?

• Ability to work well under pressure, adapt to unexpected events, prioritize and multi-task in a deadline driven environment

• High attention to detail

• Ability to maintain high standards despite pressing deadlines

• Ability to solve problems quickly and efficiently

• Demonstrated dependability and sense of urgency about getting results

• Requires excellent interpersonal and communication skills

• Ability to build strong working relationships with people at all organizational levels

• Must have excellent judgment, professionalism and integrity

• Team player with a positive attitude

What’s in it for you?

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

• Leaders who support your development through training and study groups.

• Be a key enabler of RBC agile and technology transformation.

• Ability to make a difference and lasting impact by working on a cutting-edge product.

• Work in a dynamic, collaborative, progressive, and high-performing team.

Job Skills

Adaptability, Fixed Income Operations, Microsoft Excel, Prioritization, Python Numpy, Spreadsheets, Team Player, VBA Macro

Additional Job Details

Address:

RBC CENTRE, 155 WELLINGTON ST W:TORONTO

City:

Toronto

Country:

Canada

Work hours/week:

37.5

Employment Type:

Full time

Platform:

CAPITAL MARKETS

Job Type:

Regular

Pay Type:

Salaried

Posted Date:

2026-08-11

Application Deadline:

2026-08-25

Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date above

Our Employment Opportunities

At RBC, we are guided by living shared values of Client First, Integrity, Collaboration, Respect and Excellence and winning together as One RBC. We believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.