Senior Analyst

RBC; Toronto; On-site; CAD 70,000 - 110,000; Full time

Job summary

RBC in Toronto is seeking a US Regulatory Services analyst to execute day-to-day regulatory reporting to exchanges, regulators and the SEC, with focus on reports such as EBS, CAT, CAIS, SEC 13DG and H. The role involves coordinating with Compliance, Legal, Finance and Technology to ensure timely, accurate submissions and respond to regulatory inquiries.

You will support controls, testing, documentation, and process improvements, and may mentor junior analysts while acting as escalation point for

Qualifications

• Bachelor’s Degree or Equivalent Required, preferably in Engineering or Business or a related subject.
• Understanding of financial products (Equities, Listed Derivatives, Fixed Income, and/or OTC Derivatives)
• Understanding of the trade life cycle (Orders, Executions, Allocations) is required
• Some understanding of Middle Office Trade Processing is required
• Management experience is a plus
• Strong proficiency in MS Word, Excel (Pivot Tables, VLOOKUPs), PowerPoint, and Outlook

Responsibilities

• Knowledgeable on the day to day reporting activities and ensures all procedures are followed for assigned reports (EBS, CAT, CAIS, SEC 13DG and H, LOPR, etc.)
• May serve as a final reviewer for assigned regulatory reporting submissions
• Acts as escalation for junior staff on complex issues
• Support the development and implementation of controls to ensure timeliness, accuracy and completeness of reporting
• May be responsible for prioritization of reporting anomalies
• May produce presentations for stakeholders highlighting metrics
• May assist in impact assessment of system / business changes
• Develops ideas for continuous process improvement
• Document and maintain procedures
• May supervise day-to-day work of junior staff

Skills

Audits

Compliance

Critical Thinking

Detail-oriented

Financial Reporting

Industry Knowledge

Internal Controls

Knowledge Organization

Education

Bachelor’s Degree or equivalent

Tools

MS Word

Excel

PowerPoint

Outlook

Job description

What is the opportunity?

US Regulatory Services is responsible for ensuring timely, accurate, and complete reporting to various exchanges, self-regulatory organizations and the SEC. The individual in this role is primarily responsible for day-to-day operational execution to broader planning within the area of expertise. Functions within the team can include remediating issues identified; control and risk management and reporting process improvement; providing support for regulatory change initiatives; and researching and responding to regulatory inquiries and exams. Additionally, the individual will utilize subject matter expertise while representing the department or function at a broader level. Additional responsibilities may include performing user testing for existing process enhancements, documenting new procedures related to new reports on-boarded while acting as a go-to person / escalation point for questions from junior analysts and other areas. This role may focus on multiple forms of regulatory reporting, such as such as Electronic Blue Sheets (EBS), CAT (Consolidated Audit Trail), CAIS (Customer and Account Reporting), SEC 13DG and H, LOPR, Short Interest, TRACE, MSRB, and more. The role works closely with several areas of the Firm to support the above functions, including various business groups within the Firm, Compliance, Legal, Finance, and Technology.

Job Description

US Regulatory Services is responsible for ensuring timely, accurate, and complete reporting to various exchanges, self-regulatory organizations and the SEC. The individual in this role is primarily responsible for day-to-day operational execution to broader planning within the area of expertise. Functions within the team can include remediating issues identified; control and risk management and reporting process improvement; providing support for regulatory change initiatives; and researching and responding to regulatory inquiries and exams. Additionally, the individual will utilize subject matter expertise while representing the department or function at a broader level. Additional responsibilities may include performing user testing for existing process enhancements, documenting new procedures related to new reports on-boarded while acting as a go-to person / escalation point for questions from junior analysts and other areas. This role may focus on multiple forms of regulatory reporting, such as such as Electronic Blue Sheets (EBS), CAT (Consolidated Audit Trail), CAIS (Customer and Account Reporting), SEC 13DG and H, LOPR, Short Interest, TRACE, MSRB, and more. The role works closely with several areas of the Firm to support the above functions, including various business groups within the Firm, Compliance, Legal, Finance, and Technology.

What will you do?

• Knowledgeable on the day to day reporting activities and ensures all procedures are followed for assigned reports (May include such as Electronic Blue Sheets (EBS), CAT (Consolidated Audit Trail), CAIS (Customer and Account Reporting), SEC 13DG and H, LOPR, Short Interest, TRACE, MSRB, and any other reports as assigned by manager).
• As required, may serve as a final reviewer for assigned regulatory reporting submissions
• As required, acts as an effective layer of escalation for junior or less experienced staff on complex issues
• Support the development and implementation of controls to ensure the timeliness, accuracy and completeness of reporting, and resolve any exceptions identified.
• May be responsible for the prioritization of reporting anomalies, may include requirement development
• May be responsible for the production of presentations for a range of stakeholders highlighting achievements, reporting metrics, and other relevant material
• May be responsible for assisting in the completion of impact assessment of system / business changes
• Develops and harnesses ideas for continuous process improvement
• Document, revise and maintain procedures as required
• May supervise day-to-day work of junior level employees while providing cover for Team Manager during absence

What do you need to succeed?

Basic Qualifications

• Bachelor’s Degree or Equivalent Required, preferably in Engineering or Business or a related subject
• Understanding of financial products (Equities, Listed Derivatives, Fixed Income, and/or OTC Derivatives)
• Understanding of the trade life cycle (Orders, Executions, Allocations) is required
• Some understanding of Middle Office Trade Processing is required
• Management experience is a plus
• Strong proficiency in MS Word, Excel (inclusive of Pivot Tables and VLOOKUPs), PowerPoint, and Outlook

Other Required Qualifications

• Ability to work well under pressure, adapt to unexpected events, prioritize and multi-task in a deadline driven environment
• High attention to detail
• Ability to maintain high standards despite pressing deadlines
• Ability to solve problems quickly and efficiently
• Demonstrated dependability and sense of urgency about getting results
• Requires excellent interpersonal and communication skills
• Ability to build strong working relationships with people at all organizational levels
• Must have excellent judgment, professionalism and integrity
• Team player with a positive attitude

What's in it for you?

We thrive on the challenge to be our best, think progressively, continue our growth, and deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our individual / collective potential, making a difference to our communities, and achieving success that is mutual.

From this experience you will:

• Gain a strong foundation in fundamental investment banking skills such as financial modeling and analysis, transaction execution and negotiation, and in-depth industry and product knowledge
• Experience working in a dynamic, collaborative, progressive, and high-performing team
• Interact with leaders who support your development through coaching and mentoring opportunities
• Have the ability to make a difference through impactful transactions which help shape an industry
• Develop an analytical skillset through real world transaction experience
• Gain exposure and insight into the global capital markets
• Work directly with senior levels of Canada’s largest and fastest growing companies
• Build a long-term career in Investment Banking

Job Skills

Audits Compliance, Critical Thinking, Detail-Oriented, Financial Reporting and Analysis, Industry Knowledge, Internal Controls, Knowledge Organization

Additional Job Details

Address: RBC CENTRE, 155 WELLINGTON ST W:TORONTO

City: Toronto

Country: Canada

Work hours/week: 37.5

Employment Type: Full time

Platform: CAPITAL MARKETS

Job Type: Regular

Pay Type: Salaried

Posted Date: 2026-07-02

Application Deadline: 2026-08-27

Applications will be accepted until 11:59 PM on the day prior to the application deadline date above

Our Employment Opportunities

At RBC, we are guided by living shared values of Client First, Integrity, Collaboration, Respect and Excellence and winning together as One RBC. We believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.

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RBC is presently inviting candidates to apply for this existing vacancy. Applying to this posting allows you to express your interest in this current career opportunity at RBC. Qualified applicants may be contacted to review their resume in more detail.