Senior Compliance Auditor

Facility Association; Toronto; On-site; CAD 90,000 - 130,000; Full time

Benefits offered by this job

Accommodation for disabilities

Professional development opportunities

Job summary

Facility Association is seeking a Senior Compliance Auditor to join our Compliance team. You will lead and execute audits related to underwriting operations, mentor junior team members, and contribute to continuous improvement initiatives across the department.

The successful candidate will bring strong analytical skills, professional judgment, and effective communication with internal stakeholders and servicing carriers. A degree and CIP/FCIP are required; CIA/CIP assets are considered.

Qualifications

• Undergraduate degree or equivalent experience in insurance.
• CIP or FCIP designation required.
• CRM designation is an asset.
• CIA designation is an asset.
• 5–7 years of relevant experience within the automobile insurance industry.
• Strong knowledge of automobile insurance regulatory environments across multiple Canadian provinces and territories.
• Personal lines underwriting experience required; commercial lines underwriting experience considered an asset.

Responsibilities

• Lead audits as Auditor-in-Charge, ensuring timelines and deliverables are met.
• Plan and execute audits, review prior reports, prepare documentation, and coordinate audit logistics.
• Conduct Entrance and Exit Meetings with internal teams and external stakeholders.
• Manage audit sample selections per guidelines and best practices.
• Finalize audit reports with clear, consistent ratings and incorporate responses from Members and Servicing Carriers.
• Perform audit follow-ups and escalate issues as needed.
• Collaborate with internal teams on anomalies or findings.
• Assist onboarding, training, and mentoring junior auditors.
• Support development and maintenance of the annual risk-based audit plan.
• Prepare dashboards and reports for leadership and the Audit & Risk Committee.
• Participate in special projects and continuous improvement initiatives.

Skills

Analytical skills

Organizational skills

Communication skills

Education

Undergraduate degree

CIP designation

FCIP designation

CRM designation asset

CIA designation asset

Tools

Excel

Access

SharePoint

Tableau

TeamMate

Diligent

Job description

Are you looking to work with an organization that has an impact on the insurance industry? Do you want your voice to have an impact?

At Facility Association, we pride ourselves on being a standout employer in the insurance industry. Our unique business model and size provide unparalleled opportunities, allowing you to collaborate with multiple insurance companies across different provinces and to work with teams across the organization. We offer an exceptional work-life balance, fostering an open and trusting environment, and giving you a diverse and enriching professional experience.

Join our team and experience unparalleled professional development opportunities, where your contributions truly make a difference in the insurance industry and the organization. To learn more about the Association and what we do, visit https://www.facilityassociation.com.

About the Role

We are looking for a Senior Compliance Auditor to join our Compliance team. In this role, you will collaborate with Compliance Auditors and Senior Compliance Auditors to support the planning and execution of Facility Association’s annual Audit Plan.

The successful candidate will lead and execute audits related to underwriting operations, provide mentorship to junior team members, and contribute to continuous improvement initiatives across the Compliance department. This role requires strong analytical skills, sound professional judgement, and the ability to communicate effectively with both internal stakeholders and external servicing carriers and members.

Key Responsibilities

• Lead assigned audits as the Auditor-in-Charge, ensuring timelines and deliverables are met
• Plan and execute audits, including reviewing prior audit reports, preparing audit documentation, and coordinating audit logistics
• Conduct Entrance and Exit Meetings with internal teams and external stakeholders
• Manage audit sample selections in accordance with departmental guidelines and best practices
• Finalize audit reports, ensuring clarity, consistency, and appropriate audit ratings
• Incorporate responses from Members and Servicing Carriers into audit reports
• Conduct audit follow-ups and escalations as required
• Collaborate with internal teams regarding anomalies or audit findings
• Assist with onboarding, training, and mentoring junior auditors
• Support the development and maintenance of the annual risk-based audit plan
• Assist with the preparation of dashboards and reports for leadership and the Audit & Risk Committee
• Participate in special projects and continuous improvement initiatives within the department.

Experience and Qualifications

• Undergraduate Degree or Post-Secondary Diploma, or equivalent experience
• CIP or FCIP designation required
• CRM designation is considered an asset
• CIA designation, or willingness to pursue a professional audit designation, is considered an asset
• 5–7 years of relevant experience within the automobile insurance industry
• Strong knowledge of automobile insurance regulatory environments across multiple Canadian provinces and territories
• Personal lines underwriting experience required; commercial lines underwriting experience considered an asset
• Strong understanding of audit processes, compliance practices, and risk-based auditing methodologies
• Advanced proficiency with Microsoft Office, including Excel, Access, and SharePoint
• Experience with Tableau is considered an asset
• Experience with audit software such as TeamMate or Diligent is considered an asset
• Strong analytical, organizational, and communication skills
• Ability to work collaboratively across departments and manage multiple priorities in a deadline-driven environment

Facility Association is committed to providing accommodation for people with disabilities. Please inform us if any accommodation is needed in advance.

Please be advised that only those selected for interviews will be contacted.

*This is an active vacancy - IA will not be used in the recruitment process.