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Senior Audit Group Manager, QAIP, Finance, Treasury, and Professional Practice (372)

TD

Toronto

On-site

CAD 108,000 - 164,000

Full time

11 days ago

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Job summary

An established industry player is seeking a Senior Audit Group Manager to lead their Quality Assurance and Improvement Program. This role involves overseeing a diverse team, providing strategic guidance, and ensuring compliance with audit standards. The successful candidate will have extensive experience in audit and finance, with a focus on risk management and operational efficiency. Join a company committed to professional development and a supportive work environment, where your contributions will help shape the future of banking.

Benefits

Health and Well-being Benefits
Savings and Retirement Programs
Paid Time Off
Career Development Programs
Reward and Recognition Programs

Qualifications

  • 10+ years of experience in audit and finance within a financial institution.
  • Advanced knowledge of audit standards and risk management.

Responsibilities

  • Lead a diverse Quality Assurance team and oversee audit quality reviews.
  • Provide strategic advice to the leadership team on portfolio management.

Skills

Audit Standards
Risk Management
Budget Management
Team Leadership
Communication Skills

Education

Undergraduate Degree
Professional Certifications (CIA/CPA)

Tools

MS Office

Job description

Senior Audit Group Manager, QAIP, Finance, Treasury, and Professional Practice (372)

Join to apply for the Senior Audit Group Manager, QAIP, Finance, Treasury, and Professional Practice (372) role at TD

Senior Audit Group Manager, QAIP, Finance, Treasury, and Professional Practice (372)

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Join to apply for the Senior Audit Group Manager, QAIP, Finance, Treasury, and Professional Practice (372) role at TD

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Work Location:

Toronto, Ontario, Canada

Hours

37.5

Line Of Business

Audit

Pay Details

$108,800 - $163,200 CAD

TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.

As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Job Description

Department Overview :

Our team of trusted audit professionals interact with every part of the Bank to provide strategic guidance and independent oversight. Through due diligence, and with a strong sense of integrity, we help mitigate potential risks to our business. At the heart of audit is our specialization in all the businesses across the bank. Safeguarding the reputation of TD's good governance depends on us.

We’re counted on to provide recommendations to enhance operational performance, at every single level to foster meaningful process improvements and ensure adherence to internal and external regulations. We crunch the data, consult with our partners and stakeholders, and present our findings to mitigate the risks of today and around the corner and help keep our daily operations running smoothly for our customers.

Job Description

The Audit Division Quality Assurance and Improvement Program (QAIP) team is responsible for the development and execution of the QAIP annual plan as well as evolving the QAIP strategy to align with regulatory expectations, industry best practices and the Institute of Internal Auditors requirements. The Senior Manager, QAIP leads and develops a team of audit professionals and subject matter experts, as well as oversees, plans and executes audit quality assurance reviews and/or projects of varying complexity and may act as a subject matter expert in own area of expertise. Provides guidance, leadership, coaching and development to ensure operational results and professional/personal development objectives are achieved for the overall group.

  • Oversees and leads a significant and/or highly complex, and diverse Quality Assurance team for an area of significant risk, complexity or scope
  • Strategic advisor to leadership team on the management of the portfolio and financials, with deep industry, external/internal, enterprise knowledge, recognizing and anticipating emerging trends and; identifying operational efficiencies and opportunities with other business management/enterprise areas
  • Facilitates key strategic audit discussions and provides thought leadership to executives
  • Highly specialized expert with in-depth knowledge to manage audits for multiple, significant complex businesses, functional areas and/or global business lines
  • Sets operational team direction and collaborates with others to execute on common goals
  • Focuses on long term planning for functional area
  • Ability to process and handle confidential information with discretion
  • May participates on or leads various projects/ division initiatives as needed
  • Demonstrates TD leadership Core Values
  • Recognizes team members' contributions
  • Strong presentation skills when delivering training and presentation at the division level, industry conferences, workshops, etc.

Job Requirements

  • Undergraduate degree
  • Professional certifications or accounting designations (CIA/CPA) preferred, additional designations e.g. CAMS, CFE, CFA, FRM, CRMA an asset)
  • 10+ years of relevant experience (Audit, Finance, Treasury, Liquidity, Models, Audit Professional Practice including IIA Standards) within a financial institution preferred
  • Advanced knowledge of audit standards, procedures, laws, rules and regulations
  • Advanced knowledge of risk management environment, standards, regulations and mitigation
  • Knowledge of current and emerging trends
  • Skilled in managing budgets and resource allocation.
  • Skilled in mentoring, coaching and performance management
  • Skilled in using computer applications including MS Office
  • Advanced ability to lead, plan, implement and evaluate program/project activities to ensure completion of audit
  • Ability to communicate effectively in both oral and written form
  • Ability to work collaboratively and build relationships across teams and functions
  • Ability to work successfully as a member of a team and independently
  • Ability to exercise sound judgement in making decisions
  • Ability to analyze, organize and prioritize work while meeting multiple deadlines
  • Ability to establish goals and objectives that support the strategic plan
  • Ability to contribute to strategic direction of the audit function and provide advice to senior leadership
  • Ability to forecast initiatives and demand in order to develop annual strategic audit plan

Who We Are

TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to the Bank, those we serve, and the economies we support. We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers, communities and colleagues.

TD is deeply committed to being a leader in customer experience, that is why we believe that all colleagues, no matter where they work, are customer facing. As we build our business and deliver on our strategy, we are innovating to enhance the customer experience and build capabilities to shape the future of banking. Whether you’ve got years of banking experience or are just starting your career in financial services, we can help you realize your potential. Through regular leadership and development conversations to mentorship and training programs, we’re here to support you towards your goals. As an organization, we keep growing – and so will you.

Our Total Rewards Package

Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical, and mental well-being goals. Total Rewards at TD includes a base salary, variable compensation, and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off, banking benefits and discounts, career development, and reward and recognition programs. Learn more

Additional Information

We’re delighted that you’re considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we’re committed to providing the support our colleagues need to thrive both at work and at home.

Please be advised that this job opportunity is subject to provincial regulation for employment purposes. It is imperative to acknowledge that each province or territory within the jurisdiction of Canada may have its own set of regulations, requirements.

Colleague Development

If you’re interested in a specific career path or are looking to build certain skills, we want to help you succeed. You’ll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities. Whether you have a passion for helping customers and want to expand your experience, or you want to coach and inspire your colleagues, there are many different career paths within our organization at TD – and we’re committed to helping you identify opportunities that support your goals.

Training & Onboarding

We will provide training and onboarding sessions to ensure that you’ve got everything you need to succeed in your new role.

Interview Process

We’ll reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.

Accommodation

Your accessibility is important to us. Please let us know if you’d like accommodations (including accessible meeting rooms, captioning for virtual interviews, etc.) to help us remove barriers so that you can participate throughout the interview process.

We look forward to hearing from you!

Language Requirement (Quebec Only)

Sans Objet

Seniority level
  • Seniority level
    Director
Employment type
  • Employment type
    Full-time
Job function
  • Job function
    Accounting/Auditing and Finance
  • Industries
    Banking

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