Senior Analyst - Asset Management Compliance & Controls

CIBC; Toronto; On-site; CAD 90,000 - 120,000; Full time

Job summary

CIBC is seeking a Senior Analyst in Toronto to perform compliance monitoring reviews and deliver actionable analytics to support the compliance monitoring program. You will be part of a wider team, handling reviews within established timelines and applying Business Controls methodologies to drive consistent results.

You will manage time-sensitive requests in a fast-paced environment, review complex matters, and communicate findings clearly to stakeholders.

Qualifications

• 5+ years of asset management tier one compliance reviews.
• Experience in compliance monitoring and risk assessment.
• Ability to document reviews and tests clearly.

Responsibilities

• Compliance monitoring, controls testing, risk assessment, and due diligence of mutual funds and portfolios.
• Facilitate monitoring to ensure adherence with regulatory requirements and policies.
• Assess key controls and document results to support ongoing Business Controls activities.
• Produce timely regulatory-quality reports within deadlines.

Skills

Compliance

Asset Management

Investigations

Reporting

Time management

Job description

CIBC is seeking a Senior Analyst in Toronto to perform compliance monitoring reviews and deliver actionable analytics to support the compliance monitoring program. You will be part of a wider team, handling reviews within established timelines and applying Business Controls methodologies to drive consistent results.

You will manage time-sensitive requests in a fast-paced environment, review complex matters, and communicate findings clearly to stakeholders.