Senior Analyst, Business Controls

CIBC; Toronto; On-site; CAD 90,000 - 120,000; Full time

Job summary

CIBC is seeking a Senior Analyst in Toronto to perform compliance monitoring reviews and deliver actionable analytics to support the compliance monitoring program. You will be part of a wider team, handling reviews within established timelines and applying Business Controls methodologies to drive consistent results.

You will manage time-sensitive requests in a fast-paced environment, review complex matters, and communicate findings clearly to stakeholders.

Qualifications

• 5+ years of asset management tier one compliance reviews.
• Experience in compliance monitoring and risk assessment.
• Ability to document reviews and tests clearly.

Responsibilities

• Compliance monitoring, controls testing, risk assessment, and due diligence of mutual funds and portfolios.
• Facilitate monitoring to ensure adherence with regulatory requirements and policies.
• Assess key controls and document results to support ongoing Business Controls activities.
• Produce timely regulatory-quality reports within deadlines.

Skills

Compliance

Asset Management

Investigations

Reporting

Time management

Job description

We’re building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s right for our clients.

At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what they need to make a meaningful impact and are truly valued for who they are and what they contribute.

To learn more about CIBC, please visit CIBC.com

What You’ll Be Doing

Reporting to the Senior Manager, Business Controls as the Senior Analyst, you will be responsible for performing compliance monitoring reviews as well as delivering continuous, insightful and actionable analytics of review activities to support the compliance monitoring activities. You will be part of a wider team and perform continuous reviews within times lines and standards governed by Business Controls methodologies.

At CIBC we enable the work environment most optimal for you to thrive in your role. Details on your work arrangement (proportion of on-site and remote work) will be discussed at the time of your interview.

How You’ll Succeed

• Compliance – Tier one investment compliance monitoring, controls testing, risk assessment and due diligence of all mutual fund and other portfolios managed by CAMI including sub-advisor funds, in accordance with Business Controls’ compliance monitoring methodology and annual monitoring plan.
• Understanding of Asset Management Investment Compliance – Facilitate the monitoring to ensure adherence with legal and regulatory requirements, corporate policies and guidelines mutually agreed by the business and portfolio managers.
• Investigations – Assess whether adequate key controls are in place and operating effectively. Expected to complete and document on a timely basis the results of reviews and tests that will be used to assist the Business Controls team on an ongoing basis; assess significant changes at an early stage and identify any new or emerging trends and/or risks.
• Reporting – Reporting within tight deadlines accurately produce reports to a standard required for regulatory reporting.

Who You Are

• You have demonstrated experience with more than 5 years of asset management tier one compliance reviews, which are at times complex in nature.
• You are able to accurately assess and review time sensitive requests and prioritize your workload/tasks accordingly in a fast pace and dynamic environment.
• You understand that success is in the details. You notice things that others do not. You are an independent and critical thinker, whose demonstrated skills allow for informed decisions, evaluations and proposals. Connect various subject matters with ease.
• You act like an owner. You thrive when you are empowered to take the lead, go above and beyond, and deliver results.
• You are experienced with building working relationships across Business Controls internal and external partners. You can articulate and document complex occurrences.
• Values matter to you. You bring your real self to work and you live our values trust, teamwork and accountability; driven by Purpose.

#LI-TA

What CIBC Offers

At CIBC, your goals are a priority. We start with your strengths and ambitions as an employee and strive to create opportunities to tap into your potential. We aspire to give you a career, rather than just a paycheck.

• We work to recognize you in meaningful, personalized ways including a competitive salary, incentive pay, banking benefits, a benefits program*, defined benefit pension plan*, an employee share purchase plan, a vacation offering, wellbeing support, and MomentMakers, our social, points-based recognition program.

• Our spaces and technological toolkit will make it simple to bring together great minds to create innovative solutions that make a difference for our clients.

• We cultivate a culture where you can express your ambition through initiatives like Purpose Day; a paid day off dedicated for you to use to invest in your growth and development.

*Subject to plan and program terms and conditions

What you need to know

• CIBC is committed to creating an inclusive environment where all team members and clients feel like they belong. We seek applicants with a wide range of abilities and we provide an accessible candidate experience. If you need accommodation, please contact [e-mail]

• CIBC is committed to clarity in our hiring process. All roles posted are opportunities we’re actively recruiting for, unless stated otherwise.

• You need to be legally eligible to work at the location(s) specified above and, where applicable, must have a valid work or study permit.

• We may ask you to complete an attribute-based assessment and other skills test (such as simulation, coding, French proficiency).

• We use artificial intelligence tools during the recruitment process. Our goal for the application process is to get to know more about you, all that you have to offer, and give you the opportunity to learn more about us.

Job Location

Toronto-141 Bay, 20th Floor

Employment Type

Regular

Weekly Hours

37.5

Skills

Controls Testing, Regulatory Compliance, Regulatory Reporting, Regulatory Requirements, Risk Management