Senior Analyst, AML & FCRM Governance & Controls

TD; Toronto; On-site; CAD 82,000 - 115,000; Full time

Job summary

TD Securities’ Governance & Control team seeks a Senior Analyst to support FCRM and fraud risk management across TDS businesses. The role partners with risk teams to ensure controls are effective and compliant with TD Bank policies.

The position focuses on AML/ABAC risk assessments, control testing, and remediation planning, with collaboration across functions in a fast-paced environment.

Qualifications

• University or Post-Graduate degree; compliance/auditing/risk management designation would be considered an asset.
• Minimum 2 years of AML, Risk, and/or Audit experience (financial services industry preferred).
• Prior audit experience, quality control testing experience, or familiarity with TD Bank testing methodology.
• Strong interpersonal and relationship management skills.
• Flexibility to quickly adapt to changing and ambiguous initiatives or requirements and ability to work collaboratively across functions and thrive in a fast-paced environment.
• Effective time management, multi-tasking, and organizational skills to meet tight timeframes.
• Well-developed written and verbal communication skills, as well as confident presentation and facilitation skills.

Responsibilities

• Support the execution of the AML and ABAC Risk assessments, including provision of data, inherent risk documentation, and control documentation.
• Execute testing of key controls within established deadlines, applying TD testing methodology.
• Ensure that exceptions are appropriately analyzed, reported, and tracked to resolution; assist with remediation plans to address control gaps.
• Build and maintain relationships with FCRM and fraud risk partners and other stakeholders to ensure requirements are understood and met.
• Identify and elevate key FCRM and fraud issues and risks to the Manager.
• Assist with ad-hoc governance, risk management and control projects or tasks.
• Support G&C executive reporting on the overall status of programs.
• Contribute to and promote positive working relationships by effectively communicating and sharing information with the team.

Skills

AML experience

Risk management

Audit experience

Interpersonal skills

Time management

Communication

Education

University or Post-Graduate degree

Compliance/auditing/risk management designation (asset)

Job description

TD Securities’ Governance & Control team seeks a Senior Analyst to support FCRM and fraud risk management across TDS businesses. The role partners with risk teams to ensure controls are effective and compliant with TD Bank policies.

The position focuses on AML/ABAC risk assessments, control testing, and remediation planning, with collaboration across functions in a fast-paced environment.