CDD & AML Analyst II – Toronto

TD Securities Inc.

Toronto

On-site

CAD 60,000 - 84,000

Full time

2 days ago

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Job summary

TD Securities is seeking a detail-oriented Client Due Diligence professional to support global AML/compliance initiatives. The role focuses on conducting Canada/US AML reviews, researching client information, and maintaining robust audit trails. Collaboration with business partners and agile response to inquiries are essential.

The ideal candidate will have AML knowledge, strong communication, and proficiency with MS Office. UI Path, Alteryx, and VBA are a plus.

Qualifications

Knowledge of AML regulations including PCMLTFA, FATCA, CIRO, BSA, etc.
Excellent oral and written communication across teams.
Proficient with MS Office; experience with UI Path, Alteryx, VBA is a plus.

Responsibilities

Conduct AML reviews based on Canada/US requirements (KYC, CIP, FATCA, CIRO, CRS).
Perform in-depth research using independent sources for due diligence.
Liaise with business partners; respond to regulatory inquiries and escalate as needed.
Maintain audit trails and accurate documentation throughout processes.
Assist in regulatory audits by gathering data for auditors and internal controls.
Deliver high-quality data entry and mitigate regulatory, financial, or operational risks.
Identify opportunities to improve processes and support regulatory initiatives.