Manager, Governance & Control – Wholesale Banking Risk

TD

Toronto

On-site

CAD 97,000 - 137,000

Full time

5 days ago
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Benefits offered by this job

Accommodation options
Training & onboarding
Colleague development

Job summary

TD Securities is seeking a Manager, TDS G&C to support multiple businesses in regulatory adherence and risk management, ensuring effective controls and governance across the organization.

You will collaborate with Compliance, Operational Risk, Financial Crimes Risk Management, and Internal Audit to ensure policies and controls meet TD Bank's risk appetite, while driving process improvements and delivering actionable insights to leadership.

Qualifications

  • University or Post-Graduate degree required.
  • Minimum 5 years Risk, Audit and/or Compliance experience.
  • Strong knowledge of Wholesale Banking (Capital Markets and corporate & investment banking).
  • Professional accounting/auditing/risk management designation would be an asset.

Responsibilities

  • Provide functional oversight of testers responsible for planning and executing risk-based control testing across wholesale banking businesses, with emphasis on evidence and enterprise frameworks.
  • Coordinate and oversee testing team activities, set expectations, allocate work, and monitor delivery against timelines.
  • Assist other G&C teams to ensure regulatory, risk management and control expectations are met.
  • Establish relationships with business partners and other G&C leads to apply wholesale banking knowledge and provide credible challenge.
  • Support executive reporting with meaningful data insights on control testing results.

Skills

Leadership
Risk management
Analytical skills
Communication
Time management

Education

University or Post-Graduate degree

Job description

TD Securities is seeking a Manager, TDS G&C to support multiple businesses in regulatory adherence and risk management, ensuring effective controls and governance across the organization.

You will collaborate with Compliance, Operational Risk, Financial Crimes Risk Management, and Internal Audit to ensure policies and controls meet TD Bank's risk appetite, while driving process improvements and delivering actionable insights to leadership.

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