Compliance Branch Manager: Mutual Funds Regulation Lead

Canada Life; Winnipeg; On-site; CAD 60,000 - 100,000; Full time

Benefits offered by this job

Education reimbursement

Health benefits

Mental health support

Volunteer day

Pension plan

Employee discounts

Job summary

Canada Life is seeking a Compliance Branch Manager in Winnipeg to lead regulatory obligations for a mutual fund dealer. You will guide compliance monitoring, NRD filings, and policy updates while partnering with the Investment Product Committee to meet CIRO requirements.

The role emphasizes risk management, cross-functional collaboration and strong knowledge of provincial and federal regulations in a dynamic financial services environment.

Qualifications

• Post-secondary degree or diploma in business or finance.
• Licensed as a Dealing Representative or Branch Manager (or equivalent).
• Industry courses such as IFIC/CSC, etc.

Responsibilities

• Provide regulatory compliance expertise to business partners and advisors.
• Conduct ongoing compliance monitoring for mutual fund registrants (Tier 1 or 2).
• File NRD registration applications, notices and terminations.

Skills

Analytical skills

Strong communication

Organizational skills

Relationship building

Multi-tasking

MS Office proficiency

Education

Post-secondary degree or diploma in business or finance

LICENSING as Dealing Representative/Branch Manager or equivalent

Industry courses: IFIC/CSC

Tools

MS Office

SharePoint

Job description

Canada Life is seeking a Compliance Branch Manager in Winnipeg to lead regulatory obligations for a mutual fund dealer. You will guide compliance monitoring, NRD filings, and policy updates while partnering with the Investment Product Committee to meet CIRO requirements.

The role emphasizes risk management, cross-functional collaboration and strong knowledge of provincial and federal regulations in a dynamic financial services environment.