Regulatory Compliance Specialist - Hybrid Toronto

Linds & Associates Ltd.; Toronto; Hybrid; CAD 65,000 - 90,000; Full time

Job summary

Linds & Associates Ltd. in Downtown Toronto is seeking a Regulatory Compliance Analyst to join our corporate services team. Hybrid work is available and working hours are 7 am to 3 pm, with occasional requests outside standard hours.

The role reports to the managing director of the corporate services team and focuses on regulatory systems and compliance processes across multiple platforms.

Qualifications

• Minimum of 2 years of relevant experience.
• Strong knowledge of regulatory systems (SEDAR+, SEDI, EDGAR, CSE, TSX/TSX-V).
• Excellent organizational and problem-solving abilities under pressure.
• University degree or equivalent certification would be an asset but not required.

Responsibilities

• Provides project or program support to a functional group leveraging regulatory compliance expertise.
• Monitors program status and timetables related to compliance activities.
• Assists in developing, implementing and documenting program guidelines and procedures.
• Provides technical support, including training, documentation, data extraction and tracking.
• Acts as a subject matter expert on compliance rules and regulations
• Processes compliance approval requests and communicates with stakeholders
• May be required to respond to requests outside of regular hours
• Requires full knowledge of systems and procedures from experience or education

Skills

Regulatory systems knowledge - SEDAR+/

SEDI/OTC/OSC/EDGAR/CSE/TSX TSX-V

Organizational skills

Multitasking

Communication skills

Education

University degree or equivalent certification

Tools

Microsoft Office

Excel

Job description

Linds & Associates Ltd. in Downtown Toronto is seeking a Regulatory Compliance Analyst to join our corporate services team. Hybrid work is available and working hours are 7 am to 3 pm, with occasional requests outside standard hours.

The role reports to the managing director of the corporate services team and focuses on regulatory systems and compliance processes across multiple platforms.