Chief Compliance Officer

ZSA Legal Recruitment Limited; Toronto; Hybrid; CAD 110,000 - 190,000; Full time

Job summary

ZSA Legal Recruitment Limited is assisting a leading global investment firm in Toronto to recruit an experienced compliance professional for a hybrid role. The position focuses on governance, risk assessment and compliance across the business and its Affiliates, developing, implementing, and monitoring risk frameworks, programs, policies and procedures.

You will collaborate with portfolio managers, client account managers, and data teams to address mandate compliance and remediation.

Qualifications

• Experience in governance, risk and compliance advisory.
• Ability to develop and monitor risk frameworks, policies and procedures.
• Strong collaboration with portfolio managers, client account managers, investment operations and data teams.

Responsibilities

• Provide governance, risk and compliance advice across the business and its Affiliates.
• Develop, implement and monitor risk frameworks, compliance programs, policies and procedures.
• Partner with portfolio managers, client account managers, and operations to address mandate compliance and remediation.

Job description

Toronto (Hybrid) | 10+ years

We are working with a leading global investment firm, to identify an experienced Compliance professional to join their high-performing regional team. This is an exciting opportunity to provide accurate, timely and practical governance, risk and compliance advice across the business and its Affiliates. The successful candidate will play a key role in developing, implementing and monitoring risk frameworks, compliance programs, policies and procedures, while partnering closely with portfolio managers, client account managers, investment operations and data teams on mandate compliance, guideline breaches, remediation, mitigation and reporting. This role comes with a competitive compensation package and a collaborative strong team. If you want to learn more, reach out to Orit Sinai at [e-mail]. Ref. #34588.

The recruiting efforts for this role are intended to fill a vacant position.

Tagged as: In‑House