Regulatory Compliance Analyst

Linds & Associates Ltd.; Toronto; Hybrid; CAD 65,000 - 90,000; Full time

Job summary

Linds & Associates Ltd. in Downtown Toronto is seeking a Regulatory Compliance Analyst to join our corporate services team. Hybrid work is available and working hours are 7 am to 3 pm, with occasional requests outside standard hours.

The role reports to the managing director of the corporate services team and focuses on regulatory systems and compliance processes across multiple platforms.

Qualifications

• Minimum of 2 years of relevant experience.
• Strong knowledge of regulatory systems (SEDAR+, SEDI, EDGAR, CSE, TSX/TSX-V).
• Excellent organizational and problem-solving abilities under pressure.
• University degree or equivalent certification would be an asset but not required.

Responsibilities

• Provides project or program support to a functional group leveraging regulatory compliance expertise.
• Monitors program status and timetables related to compliance activities.
• Assists in developing, implementing and documenting program guidelines and procedures.
• Provides technical support, including training, documentation, data extraction and tracking.
• Acts as a subject matter expert on compliance rules and regulations
• Processes compliance approval requests and communicates with stakeholders
• May be required to respond to requests outside of regular hours
• Requires full knowledge of systems and procedures from experience or education

Skills

Regulatory systems knowledge - SEDAR+/

SEDI/OTC/OSC/EDGAR/CSE/TSX TSX-V

Organizational skills

Multitasking

Communication skills

Education

University degree or equivalent certification

Tools

Microsoft Office

Excel

Job description

Regulatory Compliance Analyst

Downtown Toronto

Hybrid

7 am - 3 pm hours

Our client, a growing company located in the downtown core of Toronto is hiring! They are looking to hire a Regulatory Compliance Analyst to join its team. This role will have working hours of 7 am - 3 pm. Some hybrid work offered.

In this role the successful candidate will report to the managing director of the corporate services team.

Duties & Responsibilities will include:

• Provides project or program support to a functional group or business process by relying on their expert knowledge of compliance regulatory systems such as SEDAR+, SEDI, OTC, OSC and others.
• Monitors program/project/system status and timetables.
• Applies knowledge of and experience in company operations to assist in the development, implementation and administration of program/system guidelines and procedures.
• Provides technical support, which may include program/system training, program/system documentation, data extraction, data review and tracking.
• Acts as a subject matter expert on compliance rules and regulations
• Receives and processes compliance approval requests and provides proper documentation/communication for internal/external requests.
• Be available to respond to occasional requests outside of assigned work hours.
• Requires full job knowledge of systems and procedures obtained through prior work experience or education.

Requirements:

• Minimum of 2 years of relevant experience.
• Strong knowledge with regulatory systems such as SEDAR+, SEDI, EDGAR, CSE and TSX/TSX-V.
• Excellent organizational skills and problem-solving skillscapacity to manage multiple priorities and tasks simultaneously; ability to work under pressure.
• Interpersonal skills: exceptional verbal/writ
• Superior knowledge of Microsoft Office Suite more particularly Excel
• University degree or equivalent certification would be an asset but is not a requirement.
• Law Clerk, Law Associates, Paralegal diploma/degree, or Regulatory Compliance certification would be an asset but is not a requirement.
• Background and/or education in the field of Canadian Securities Regulation and Canadian Regulatory Compliance would be an asset